The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3M CO | COM | 88579Y101 | 221 | 1,262 | SH | DFND | 1 | 0 | 1,262 | 0 | |
ABBOTT LABS | COM | 002824100 | 243 | 2,054 | SH | DFND | 1 | 0 | 2,054 | 0 | |
ACCENTURE PLC IRELAND | SHS CLASS A | G1151C101 | 757 | 2,367 | SH | DFND | 1 | 0 | 2,367 | 0 | |
ADOBE SYSTEMS INCORPORATED | COM | 00724F101 | 818 | 1,421 | SH | DFND | 1 | 0 | 1,421 | 0 | |
ALPHABET INC | CAP STK CL A | 02079K305 | 1,888 | 706 | SH | DFND | 1 | 0 | 706 | 0 | |
ALPHABET INC | CAP STK CL C | 02079K107 | 6,130 | 2,300 | SH | SOLE | 2,300 | 0 | 0 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 8,288 | 3,100 | SH | Put | SOLE | 3,100 | 0 | 0 | |
AMAZON COM INC | COM | 023135106 | 1,475 | 449 | SH | DFND | 1 | 0 | 449 | 0 | |
AMERISOURCEBERGEN CORP | COM | 03073E105 | 7,764 | 65,000 | SH | SOLE | 65,000 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 1,583 | 11,186 | SH | DFND | 1 | 0 | 11,186 | 0 | |
ATHENE HOLDING LTD | CL A | G0684D107 | 4,373 | 63,500 | SH | SOLE | 63,500 | 0 | 0 | ||
AUTOMATIC DATA PROCESSING IN | COM | 053015103 | 304 | 1,523 | SH | DFND | 1 | 0 | 1,523 | 0 | |
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 1,096 | 4,015 | SH | DFND | 1 | 0 | 4,015 | 0 | |
BK OF AMERICA CORP | COM | 060505104 | 366 | 8,616 | SH | DFND | 1 | 0 | 8,616 | 0 | |
BOEING CO | COM | 097023105 | 280 | 1,272 | SH | DFND | 1 | 0 | 1,272 | 0 | |
BRISTOL-MYERS SQUIBB CO | COM | 110122108 | 104 | 1,763 | SH | DFND | 1 | 0 | 1,763 | 0 | |
BRISTOL-MYERS SQUIBB CO | COM | 110122108 | 5,325 | 90,000 | SH | SOLE | 90,000 | 0 | 0 | ||
BROADCOM INC | COM | 11135F101 | 228 | 471 | SH | DFND | 1 | 0 | 471 | 0 | |
CATERPILLAR INC | COM | 149123101 | 228 | 1,187 | SH | DFND | 1 | 0 | 1,187 | 0 | |
CISCO SYS INC | COM | 17275R102 | 359 | 6,592 | SH | DFND | 1 | 0 | 6,592 | 0 | |
COCA COLA CO | COM | 191216100 | 450 | 8,568 | SH | DFND | 1 | 0 | 8,568 | 0 | |
COMCAST CORP NEW | CL A | 20030N101 | 301 | 5,373 | SH | DFND | 1 | 0 | 5,373 | 0 | |
COMSOVEREIGN HLDG CORP | *W EXP 12/18/202 | 205650112 | 101 | 230,000 | SH | SOLE | 230,000 | 0 | 0 | ||
COMSOVEREIGN HLDG CORP | COM NEW | 205650203 | 725 | 450,000 | SH | SOLE | 450,000 | 0 | 0 | ||
COSTCO WHSL CORP NEW | COM | 22160K105 | 234 | 520 | SH | DFND | 1 | 0 | 520 | 0 | |
CVS HEALTH CORP | COM | 126650100 | 9,207 | 108,500 | SH | SOLE | 108,500 | 0 | 0 | ||
CVS HEALTH CORP | COM | 126650100 | 129 | 1,519 | SH | DFND | 1 | 0 | 1,519 | 0 | |
DANAHER CORPORATION | COM | 235851102 | 224 | 736 | SH | DFND | 1 | 0 | 736 | 0 | |
DISNEY WALT CO | COM | 254687106 | 369 | 2,179 | SH | DFND | 1 | 0 | 2,179 | 0 | |
EARGO INC | COM | 270087109 | 1,312 | 195,000 | SH | SOLE | 195,000 | 0 | 0 | ||
EHEALTH INC | COM | 28238P109 | 3,848 | 95,000 | SH | SOLE | 95,000 | 0 | 0 | ||
FACEBOOK INC | CL A | 30303M102 | 1,619 | 4,771 | SH | DFND | 1 | 0 | 4,771 | 0 | |
FIDELITY NATL INFORMATION SV | COM | 31620M106 | 256 | 2,100 | SH | DFND | 1 | 0 | 2,100 | 0 | |
GENERAL ELECTRIC CO | COM NEW | 369604301 | 227 | 2,200 | SH | DFND | 1 | 0 | 2,200 | 0 | |
GLOBAL BLOOD THERAPEUTICS IN | COM | 37890U108 | 4,077 | 160,000 | SH | SOLE | 160,000 | 0 | 0 | ||
HOME DEPOT INC | COM | 437076102 | 424 | 1,293 | SH | DFND | 1 | 0 | 1,293 | 0 | |
HONEYWELL INTL INC | COM | 438516106 | 322 | 1,516 | SH | DFND | 1 | 0 | 1,516 | 0 | |
HYRECAR INC | COM | 44916T107 | 170 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
INTEL CORP | COM | 458140100 | 322 | 6,035 | SH | DFND | 1 | 0 | 6,035 | 0 | |
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 442 | 3,180 | SH | DFND | 1 | 0 | 3,180 | 0 | |
INTUIT | COM | 461202103 | 483 | 896 | SH | DFND | 1 | 0 | 896 | 0 | |
ISHARES SILVER TR | ISHARES | 46428Q109 | 513 | 25,000 | SH | Call | SOLE | 25,000 | 0 | 0 | |
JOHNSON & JOHNSON | COM | 478160104 | 367 | 2,270 | SH | DFND | 1 | 0 | 2,270 | 0 | |
JPMORGAN CHASE & CO | COM | 46625H100 | 567 | 3,465 | SH | DFND | 1 | 0 | 3,465 | 0 | |
LINDE PLC | SHS | G5494J103 | 360 | 1,227 | SH | DFND | 1 | 0 | 1,227 | 0 | |
MASTERCARD INCORPORATED | CL A | 57636Q104 | 977 | 2,810 | SH | DFND | 1 | 0 | 2,810 | 0 | |
MCDONALDS CORP | COM | 580135101 | 211 | 877 | SH | DFND | 1 | 0 | 877 | 0 | |
MICROSOFT CORP | COM | 594918104 | 1,906 | 6,761 | SH | DFND | 1 | 0 | 6,761 | 0 | |
NETFLIX INC | COM | 64110L106 | 895 | 1,466 | SH | DFND | 1 | 0 | 1,466 | 0 | |
NIKE INC | CL B | 654106103 | 217 | 1,494 | SH | DFND | 1 | 0 | 1,494 | 0 | |
NVIDIA CORPORATION | COM | 67066G104 | 746 | 3,599 | SH | DFND | 1 | 0 | 3,599 | 0 | |
ORACLE CORP | COM | 68389X105 | 545 | 6,260 | SH | DFND | 1 | 0 | 6,260 | 0 | |
PAYPAL HLDGS INC | COM | 70450Y103 | 923 | 3,548 | SH | DFND | 1 | 0 | 3,548 | 0 | |
PEPSICO INC | COM | 713448108 | 453 | 3,015 | SH | DFND | 1 | 0 | 3,015 | 0 | |
PFIZER INC | COM | 717081103 | 207 | 4,812 | SH | DFND | 1 | 0 | 4,812 | 0 | |
PROCTER AND GAMBLE CO | COM | 742718109 | 752 | 5,381 | SH | DFND | 1 | 0 | 5,381 | 0 | |
QUALCOMM INC | COM | 747525103 | 229 | 1,772 | SH | DFND | 1 | 0 | 1,772 | 0 | |
RAYTHEON TECHNOLOGIES CORP | COM | 75513E101 | 284 | 3,302 | SH | DFND | 1 | 0 | 3,302 | 0 | |
S&P GLOBAL INC | COM | 78409V104 | 223 | 524 | SH | DFND | 1 | 0 | 524 | 0 | |
SALESFORCE COM INC | COM | 79466L302 | 854 | 3,147 | SH | DFND | 1 | 0 | 3,147 | 0 | |
SERVICENOW INC | COM | 81762P102 | 400 | 643 | SH | DFND | 1 | 0 | 643 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 9 | 21 | SH | DFND | 1 | 0 | 21 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 13,518 | 31,500 | SH | Put | SOLE | 31,500 | 0 | 0 | |
TESLA INC | COM | 88160R101 | 732 | 944 | SH | DFND | 1 | 0 | 944 | 0 | |
TEXAS INSTRS INC | COM | 882508104 | 263 | 1,368 | SH | DFND | 1 | 0 | 1,368 | 0 | |
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 247 | 433 | SH | DFND | 1 | 0 | 433 | 0 | |
UNION PAC CORP | COM | 907818108 | 286 | 1,459 | SH | DFND | 1 | 0 | 1,459 | 0 | |
UNITED PARCEL SERVICE INC | CL B | 911312106 | 286 | 1,571 | SH | DFND | 1 | 0 | 1,571 | 0 | |
UNITED STATES STL CORP NEW | COM | 912909108 | 769 | 35,000 | SH | SOLE | 35,000 | 0 | 0 | ||
UNITED STATES STL CORP NEW | COM | 912909108 | 439 | 20,000 | SH | Call | SOLE | 20,000 | 0 | 0 | |
UNITEDHEALTH GROUP INC | COM | 91324P102 | 407 | 1,041 | SH | DFND | 1 | 0 | 1,041 | 0 | |
VISA INC | COM CL A | 92826C839 | 1,069 | 4,798 | SH | DFND | 1 | 0 | 4,798 | 0 | |
VYNE THERAPEUTICS INC | COM | 92941V209 | 1,529 | 1,100,000 | SH | SOLE | 1,100,000 | 0 | 0 | ||
WELLS FARGO CO NEW | COM | 949746101 | 218 | 4,692 | SH | DFND | 1 | 0 | 4,692 | 0 |