The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
||||||||||||||||
| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ACCENTURE PLC IRELAND | SHS CLASS A | G1151C101 | 487 | 4,062 | SH | DFND | 1 | 0 | 4,062 | 0 | |
| ADOBE SYS INC | COM | 00724F101 | 363 | 2,790 | SH | DFND | 1 | 0 | 2,790 | 0 | |
| AETNA INC NEW | COM | 00817Y108 | 60 | 471 | SH | DFND | 1 | 0 | 471 | 0 | |
| AETNA INC NEW | COM | 00817Y108 | 5,357 | 42,000 | SH | SOLE | 42,000 | 0 | 0 | ||
| ALPHABET INC | CAP STK CL A | 02079K305 | 584 | 689 | SH | DFND | 1 | 0 | 689 | 0 | |
| ALPHABET INC | CAP STK CL C | 02079K107 | 9,540 | 11,500 | SH | SOLE | 11,500 | 0 | 0 | ||
| ALPHABET INC | CAP STK CL C | 02079K107 | 614 | 740 | SH | DFND | 1 | 0 | 740 | 0 | |
| ALPHABET INC | CAP STK CL C | 02079K107 | 87 | 3,500 | SH | Call | SOLE | 3,500 | 0 | 0 | |
| AMAZON COM INC | COM | 023135106 | 226 | 255 | SH | DFND | 1 | 0 | 255 | 0 | |
| APPLE INC | COM | 037833100 | 597 | 4,153 | SH | DFND | 1 | 0 | 4,153 | 0 | |
| ATHENE HLDG LTD | CL A | G0684D107 | 4,186 | 83,732 | SH | SOLE | 83,732 | 0 | 0 | ||
| BERRY PLASTICS GROUP INC | COM | 08579W103 | 11,171 | 230,000 | SH | SOLE | 230,000 | 0 | 0 | ||
| BERRY PLASTICS GROUP INC | COM | 08579W103 | 166 | 100,000 | SH | Put | SOLE | 100,000 | 0 | 0 | |
| CBS CORP NEW | CL B | 124857202 | 5,896 | 85,000 | SH | SOLE | 85,000 | 0 | 0 | ||
| COGNIZANT TECHNOLOGY SOLUTIO | CL A | 192446102 | 220 | 3,698 | SH | DFND | 1 | 0 | 3,698 | 0 | |
| CVS HEALTH CORP | COM | 126650100 | 61 | 781 | SH | DFND | 1 | 0 | 781 | 0 | |
| CVS HEALTH CORP | COM | 126650100 | 6,280 | 80,000 | SH | SOLE | 80,000 | 0 | 0 | ||
| DELPHI AUTOMOTIVE PLC | SHS | G27823106 | 6,037 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
| EBAY INC | COM | 278642103 | 234 | 6,970 | SH | DFND | 1 | 0 | 6,970 | 0 | |
| FACEBOOK INC | CL A | 30303M102 | 643 | 4,527 | SH | DFND | 1 | 0 | 4,527 | 0 | |
| FIFTH STR ASSET MGMT INC | CL A COM | 31679P109 | 70 | 15,218 | SH | SOLE | 15,218 | 0 | 0 | ||
| FOAMIX PHARMACEUTICALS LTD | SHS | M46135105 | 5,874 | 1,186,654 | SH | SOLE | 1,186,654 | 0 | 0 | ||
| GENERAL ELECTRIC CO | COM | 369604103 | 300 | 10,068 | SH | DFND | 1 | 0 | 10,068 | 0 | |
| GOLDMAN SACHS GROUP INC | COM | 38141G104 | 12,635 | 55,000 | SH | SOLE | 55,000 | 0 | 0 | ||
| GOLDMAN SACHS GROUP INC | COM | 38141G104 | 421 | 27,500 | SH | Put | SOLE | 27,500 | 0 | 0 | |
| GOLDMAN SACHS GROUP INC | COM | 38141G104 | 36 | 157 | SH | DFND | 1 | 0 | 157 | 0 | |
| HCA HOLDINGS INC | COM | 40412C101 | 14,238 | 160,000 | SH | SOLE | 160,000 | 0 | 0 | ||
| HCA HOLDINGS INC | COM | 40412C101 | 36 | 406 | SH | DFND | 1 | 0 | 406 | 0 | |
| INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 527 | 3,029 | SH | DFND | 1 | 0 | 3,029 | 0 | |
| ISHARES TR | RUS 1000 VAL ETF | 464287598 | 10,062 | 87,540 | SH | SOLE | 87,540 | 0 | 0 | ||
| JPMORGAN CHASE & CO | COM | 46625H100 | 10,189 | 116,000 | SH | SOLE | 116,000 | 0 | 0 | ||
| JPMORGAN CHASE & CO | COM | 46625H100 | 131 | 1,489 | SH | DFND | 1 | 0 | 1,489 | 0 | |
| KEMPHARM INC | COM | 488445107 | 7,150 | 1,459,193 | SH | SOLE | 1,459,193 | 0 | 0 | ||
| MASTERCARD INCORPORATED | CL A | 57636Q104 | 528 | 4,695 | SH | DFND | 1 | 0 | 4,695 | 0 | |
| MAXWELL TECHNOLOGIES INC | COM | 577767106 | 407 | 70,000 | SH | SOLE | 70,000 | 0 | 0 | ||
| MAXWELL TECHNOLOGIES INC | COM | 577767106 | 5 | 100,000 | SH | Call | SOLE | 100,000 | 0 | 0 | |
| MAXWELL TECHNOLOGIES INC | COM | 577767106 | 5 | 100,000 | SH | Put | SOLE | 100,000 | 0 | 0 | |
| MICROSOFT CORP | COM | 594918104 | 737 | 11,188 | SH | DFND | 1 | 0 | 11,188 | 0 | |
| NANOSTRING TECHNOLOGIES INC | COM | 63009R109 | 9,240 | 465,000 | SH | SOLE | 465,000 | 0 | 0 | ||
| NEOS THERAPEUTICS INC | COM | 64052L106 | 7,515 | 1,043,770 | SH | SOLE | 1,043,770 | 0 | 0 | ||
| NETFLIX INC | COM | 64110L106 | 369 | 2,497 | SH | DFND | 1 | 0 | 2,497 | 0 | |
| NUTANIX INC | CL A | 67059N108 | 282 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
| ORACLE CORP | COM | 68389X105 | 559 | 12,537 | SH | DFND | 1 | 0 | 12,537 | 0 | |
| PAYPAL HLDGS INC | COM | 70450Y103 | 320 | 7,450 | SH | DFND | 1 | 0 | 7,450 | 0 | |
| POLARITYTE INC | COM | 731094108 | 204 | 14,925 | SH | SOLE | 14,925 | 0 | 0 | ||
| SALESFORCE COM INC | COM | 79466L302 | 297 | 3,604 | SH | DFND | 1 | 0 | 3,604 | 0 | |
| SEACHANGE INTL INC | COM | 811699107 | 571 | 230,088 | SH | SOLE | 230,088 | 0 | 0 | ||
| SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 4,010 | 850,000 | SH | Put | SOLE | 850,000 | 0 | 0 | |
| SPDR SERIES TRUST | S&P BIOTECH | 78464A870 | 121 | 70,000 | SH | Put | SOLE | 70,000 | 0 | 0 | |
| SWIFT TRANSN CO | CL A | 87074U101 | 3 | 25,000 | SH | Put | SOLE | 25,000 | 0 | 0 | |
| TE CONNECTIVITY LTD | REG SHS | H84989104 | 4,697 | 63,000 | SH | SOLE | 63,000 | 0 | 0 | ||
| UNITEDHEALTH GROUP INC | COM | 91324P102 | 257 | 1,567 | SH | DFND | 1 | 0 | 1,567 | 0 | |
| UNIVERSAL HLTH SVCS INC | CL B | 913903100 | 0 | 50,000 | SH | Put | SOLE | 50,000 | 0 | 0 | |
| VALEANT PHARMACEUTICALS INTL | COM | 91911K102 | 276 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
| VALEANT PHARMACEUTICALS INTL | COM | 91911K102 | 16 | 25,000 | SH | Call | SOLE | 25,000 | 0 | 0 | |
| VERICEL CORP | COM | 92346J108 | 1,018 | 363,569 | SH | SOLE | 363,569 | 0 | 0 | ||
| VISA INC | COM CL A | 92826C839 | 549 | 6,183 | SH | DFND | 1 | 0 | 6,183 | 0 | |
| YAHOO INC | COM | 984332106 | 270 | 5,809 | SH | DFND | 1 | 0 | 5,809 | 0 | |