0001209191-19-048307.txt : 20190904
0001209191-19-048307.hdr.sgml : 20190904
20190904182408
ACCESSION NUMBER: 0001209191-19-048307
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190830
FILED AS OF DATE: 20190904
DATE AS OF CHANGE: 20190904
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Alafi Christopher D
CENTRAL INDEX KEY: 0001299430
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36274
FILM NUMBER: 191075802
MAIL ADDRESS:
STREET 1: P.O. BOX 7338
CITY: BERKELEY
STATE: CA
ZIP: 94707
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Intra-Cellular Therapies, Inc.
CENTRAL INDEX KEY: 0001567514
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 364742850
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 430 EAST 29TH STREET
CITY: NEW YORK
STATE: NY
ZIP: 10016
BUSINESS PHONE: 212-923-3344
MAIL ADDRESS:
STREET 1: 430 EAST 29TH STREET
CITY: NEW YORK
STATE: NY
ZIP: 10016
FORMER COMPANY:
FORMER CONFORMED NAME: Oneida Resources Corp.
DATE OF NAME CHANGE: 20130122
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-08-30
0
0001567514
Intra-Cellular Therapies, Inc.
ITCI
0001299430
Alafi Christopher D
C/O ALAFI CAPITAL COMPANY, LLC
8 ADMIRAL DRIVE, SUITE 324
EMERYVILLE
CA
94608
1
0
0
0
Common Stock
341223
D
Common Stock
2019-08-30
4
P
0
125000
8.5217
A
4188270
I
Held by Alafi Capital Company, LLC
Common Stock
503753
I
Held as Trustee of The Moshe H. Alafi and Margaret E. Alafi Generation-Skipping Trust
Common Stock
170000
I
Held by Christopher D Alafi Family Trust
The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.40 to $8.60 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
Dr. Alafi is a managing partner of Alafi Capital Company, LLC and may be deemed to beneficially own the shares held by Alafi Capital Company, LLC. Dr. Alafi disclaims beneficial ownership of the securities held by Alafi Capital Company, LLC except to the extent of his pecuniary interest therein.
Dr. Alafi is the Trustee of The Moshe H. Alafi and Margaret E. Alafi Generation-Skipping Trust. Dr. Alafi disclaims beneficial ownership of the securities held by the trust except to the extent of his pecuniary interest therein, if any.
Shireen Michele Alafi is the Trustee of the Christopher D Alafi Family Trust. Dr. Alafi disclaims beneficial ownership of the securities held by the trust except to the extent of his pecuniary interest therein, if any.
/s/ Lawrence J. Hineline, Attorney-in-fact
2019-09-04