0001019687-16-005028.txt : 20160204 0001019687-16-005028.hdr.sgml : 20160204 20160204165915 ACCESSION NUMBER: 0001019687-16-005028 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160203 FILED AS OF DATE: 20160204 DATE AS OF CHANGE: 20160204 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Genius Brands International, Inc. CENTRAL INDEX KEY: 0001355848 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MOTION PICTURE & VIDEO TAPE PRODUCTION [7812] IRS NUMBER: 204118216 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 301 N. CANON DRIVE STREET 2: SUITE 305 CITY: BEVERLY HILLS STATE: CA ZIP: 90210 BUSINESS PHONE: 310-273-4222 MAIL ADDRESS: STREET 1: 301 N. CANON DRIVE STREET 2: SUITE 305 CITY: BEVERLY HILLS STATE: CA ZIP: 90210 FORMER COMPANY: FORMER CONFORMED NAME: PACIFIC ENTERTAINMENT CORP DATE OF NAME CHANGE: 20060310 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Handelman Michael D CENTRAL INDEX KEY: 0001299390 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54389 FILM NUMBER: 161389069 MAIL ADDRESS: STREET 1: 21900 BURBANK BLVD, THIRD FLOOR CITY: WOODLAND HILLS STATE: CA ZIP: 91367 4 1 handelman_f4.xml OWNERSHIP DOCUMENT X0306 4 2016-02-03 0 0001355848 Genius Brands International, Inc. GNUS 0001299390 Handelman Michael D C/O GENIUS BRANDS INTERNATIONAL, INC. 301 N. CANON DRIVE, SUITE 305 BEVERLY HILLS CA 90210 0 1 0 0 Chief Financial Officer Stock Options 2.00 2016-02-03 4 A 0 110000 0 A 2026-02-03 Common Stock 110000 110000 D The stock options have the following exercise prices: $2.00 for options that vest on the first anniversary of the grant date, $3.00 for options that vest on the second anniversary of the grant date and $4.00 for options that vest on the third anniversary of the grant date. The stock options shall vest over a three-year period as follows: options to purchase 27,500 shares shall vest on the first anniversary of the grant date, options to purchase 55,000 shares shall vest on the second anniversary of the grant date and options to purchase 27,500 shares shall vest on the third anniversary of the grant date. /s/ Michael D. Handelman 2016-02-04