0000884300-18-000004.txt : 20180126 0000884300-18-000004.hdr.sgml : 20180126 20180126153227 ACCESSION NUMBER: 0000884300-18-000004 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20180126 DATE AS OF CHANGE: 20180126 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TearLab Corp CENTRAL INDEX KEY: 0001299139 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 593434771 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D SEC ACT: 1934 Act SEC FILE NUMBER: 005-80736 FILM NUMBER: 18551661 BUSINESS ADDRESS: STREET 1: 9980 HUENNEKENS ST. STREET 2: SUITE 100 CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: 858-794-1400 MAIL ADDRESS: STREET 1: 9980 HUENNEKENS ST. STREET 2: SUITE 100 CITY: SAN DIEGO STATE: CA ZIP: 92121 FORMER COMPANY: FORMER CONFORMED NAME: OccuLogix, Inc. DATE OF NAME CHANGE: 20040730 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: PERKINS CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0000884300 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 411501962 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: 730 EAST LAKE STREET CITY: WAYZATA STATE: MN ZIP: 55391-1769 BUSINESS PHONE: 9524738367 MAIL ADDRESS: STREET 1: 730 EAST LAKE STREET CITY: WAYZATA STATE: MN ZIP: 55391 FORMER COMPANY: FORMER CONFORMED NAME: PERKINS CAPITAL MANAGEMENT INC ET AL DATE OF NAME CHANGE: 19960212 SC 13D 1 tear20171213D.txt TEAR13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. ) TearLab Corporation (Name of Issuer) Common (Title of Class of Securities) 878193200 (CUSIP Number) Richard C. Perkins, 730 Lake St E, Wayzata, MN 55391, 952-473-8367 (Name, Address and Telephone Number of Person Authorized) 12/31/17 (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of ss240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. / / Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See s240.13d-7 for other parties to whom copies are to be sent. The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. CUSIP No. 878193200 1.Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). Perkins Capital Management, Inc. 41-1501962 2.Check the Appropriate Box if a Member of a Group (See Instructions) (a) / / (b) / / 3.SEC Use Only 4.Source of Funds (See Instructions) OO 6.Citizenship or Place of Organization 730 East Lake Street, Wayzata, Minnesota 55391 Number of 7.Sole Voting Power 1,388,793 Shares Beneficially 8.Shared Voting Power owned 0 by Each 9.Sole Dispositive Power 4,300,655 Reporting Person 10.Shared Dispositive Power With 0 11. Aggregate Amount Beneficially Owned by Each Reporting Person 4,300,655 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares 13. Percent of Class Represented by Amount in Row (11) 40.1% 14. Type of Reporting Person (See Instructions) IA GENERAL INSTRUCTIONS Item 1. Security and Issuer: TearLab Corporation Item 2. Identity and Background: (a)Name: Perkins Capital Management, Inc. (b)Business Address: 730 Lake St E, Wayzata, MN 55391 c)Present Principal occupation or employment and the name, principal business and address of any corporation or other organization in which such employment is conducted; Perkins Capital Management, Inc. is a federally registered investment adviser. (d) Whether or not, during the last five years, such person has been convicted in a criminal proceeding (excluding traffic violation or similar misdemeanors) and, if so, give the dates, nature of conviction, name and location of court, and penalty imposed, or other disposition of the case; No named person has been convicted in a criminal proceeding (e) Whether or not, during the last five years, such person was a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws; and, if so, identify and describe such proceedings and summarize the terms of such judgement, decree or final order; and No named person has been party to such incidents (f)Citizenship Perkins Capital Managment, Inc. is a Minnesota Corporation Item 3. Source and Amount of Funds or Other Consideration The funds used in purchasing shares on behalf of clients of Perkins Capital Management, Inc. come from various client accounts in which Perkins Capital Management, Inc. disclaims beneficial ownership. Item 4. Purpose of Transaction State the purpose or purposes of the acquisition of securities of the issuer. Describe any plans or proposals which the reporting persons may have which relate to or would result in: Perkins Capital Management, Inc. transactions are for client accounts and in the normal course of business. Item 5. Interest in Securities of the Issuer Perkins Capital Management, Inc. holds 1,553,383 common equivalents and 2,747,272 warrants exerciseable within 60 days for clients and has sole voting power over 1,388,793 of these shares and sole dispositive power over 4,300,655. Perkins Capital Management, Inc. disclaims beneficial interest in all shares held in client accounts. Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer Perkins Capital Managment, Inc. is a federally registered investment adviser and has no contracts, arragements, understandings or other relationship with respect to the securities of the issuer. Item 7. Material to Be Filed as Exhibits: None Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: January 24, 2018 /s/Richard C. Perkins Signature Richard C. Perkins/Executive Vice President Name/Title