0001181431-12-009835.txt : 20120217 0001181431-12-009835.hdr.sgml : 20120217 20120217131841 ACCESSION NUMBER: 0001181431-12-009835 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120215 FILED AS OF DATE: 20120217 DATE AS OF CHANGE: 20120217 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Phillips James Michael CENTRAL INDEX KEY: 0001504238 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34899 FILM NUMBER: 12621847 MAIL ADDRESS: STREET 1: PACIFIC BIOSCIENCES OF CALIFORNIA, INC. STREET 2: 1380 WILLOW ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PACIFIC BIOSCIENCES OF CALIFORNIA INC CENTRAL INDEX KEY: 0001299130 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY ANALYTICAL INSTRUMENTS [3826] IRS NUMBER: 161590339 BUSINESS ADDRESS: STREET 1: 1380 WILLOW ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 650-521-8000 MAIL ADDRESS: STREET 1: 1380 WILLOW ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 FORMER COMPANY: FORMER CONFORMED NAME: NANOFLUIDICS INC DATE OF NAME CHANGE: 20040729 4 1 rrd334858.xml FORM 4 X0304 4 2012-02-15 0 0001299130 PACIFIC BIOSCIENCES OF CALIFORNIA INC PACB 0001504238 Phillips James Michael PACIFIC BIOSCIENCES OF CALIFORNIA, INC. 1380 WILLOW ROAD MENLO PARK CA 94025 0 1 0 0 SVP, Research & Development Common Stock 140812 D Stock Option (right to buy) 4.79 2012-02-15 4 A 0 150000 0 A 2013-02-15 2022-02-15 Common Stock 150000 150000 D Includes shares acquired by the Reporting Person on September 1, 2011 pursuant to the Issuer's Employee Stock Purchase Plan. 1/5th of the shares subject to the option will vest on February 15, 2013 and the balance of the shares will vest monthly thereafter over the next four years, provided that the Reporting Person continues to serve through each vesting date. Brian Dow, Attorney-in-fact for James Michael Phillips 2012-02-17