0001221432-13-000018.txt : 20130906 0001221432-13-000018.hdr.sgml : 20130906 20130906160140 ACCESSION NUMBER: 0001221432-13-000018 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130904 FILED AS OF DATE: 20130906 DATE AS OF CHANGE: 20130906 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Calamos Asset Management, Inc. /DE/ CENTRAL INDEX KEY: 0001299033 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 320122554 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2020 CALAMOS COURT CITY: NAPERVILLE STATE: IL ZIP: 60563-1463 BUSINESS PHONE: (630) 245-7200 MAIL ADDRESS: STREET 1: 2020 CALAMOS COURT CITY: NAPERVILLE STATE: IL ZIP: 60563-1463 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Boyne James J CENTRAL INDEX KEY: 0001431377 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51003 FILM NUMBER: 131083038 MAIL ADDRESS: STREET 1: 2020 CALAMOS COURT CITY: NAPERVILLE STATE: IL ZIP: 60563 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2013-09-04 0 0001299033 Calamos Asset Management, Inc. /DE/ CLMS 0001431377 Boyne James J 2020 CALAMOS COURT NAPERVILLE IL 60563 0 1 0 0 President and COO Class A Common Stock 2013-09-04 4 P 0 464.27 10.1134 A 228764.018 D Total represents 38,027.0180 Class A Common Stock and 190,737 Restricted Stock Units (which will be settled solely in shares of Class A Common Stock). /s/ Gregory J. Nowak, Attorney-in-Fact 2013-09-06