0001127602-20-007773.txt : 20200225
0001127602-20-007773.hdr.sgml : 20200225
20200225193217
ACCESSION NUMBER: 0001127602-20-007773
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200221
FILED AS OF DATE: 20200225
DATE AS OF CHANGE: 20200225
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sondej John Andrew
CENTRAL INDEX KEY: 0001298924
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37963
FILM NUMBER: 20652876
MAIL ADDRESS:
STREET 1: C/O ATHENE HOLDING LTD., CHESNEY HOUSE
STREET 2: FIRST FLOOR, 96 PITTS BAY ROAD
CITY: PEMBROKE
STATE: D0
ZIP: HM08
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Athene Holding Ltd
CENTRAL INDEX KEY: 0001527469
STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311]
IRS NUMBER: 980630022
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 96 PITTS BAY ROAD
CITY: PEMBROKE
STATE: D0
ZIP: HM08
BUSINESS PHONE: 441-279-8400
MAIL ADDRESS:
STREET 1: 96 PITTS BAY ROAD
CITY: PEMBROKE
STATE: D0
ZIP: HM08
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2020-02-21
0001527469
Athene Holding Ltd
ATH
0001298924
Sondej John Andrew
C/O ATHENE HOLDING LTD., CHESNEY HOUSE
FIRST FLOOR, 96 PITTS BAY ROAD
PEMBROKE
D0
HM08
BERMUDA
1
See Remarks
Employee Stock Option (Right to Buy)
49.71
2020-02-21
4
A
0
8163
0
A
2030-02-21
Class A Common Shares
8163
8163
D
Restricted Stock Units
2020-02-21
4
A
0
1761
0
A
Class A Common Shares
1761
1761
D
Restricted Stock Units
Class A Common Shares
1080
1080
D
Restricted Stock Units
Class A Common Shares
341
341
D
This option vests ratably on each of the first three anniversaries of the January 1, 2020 vesting start date.
Each restricted stock unit ("RSU") represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2020 vesting start date. An additional 3,521 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2020 to December 31, 2022. Vested RSUs are settled in Class A common shares on a one-for-one basis. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship.
Each RSU represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2019 vesting start date. An additional 3,240 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2019 to December 31, 2021. Vested RSUs are settled in Class A common shares on a one-for-one basis. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship.
Each RSU represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2018 vesting start date. An additional 2,046 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2018 to December 31, 2020. Vested RSUs are settled in Class A common shares on a one-for-one basis. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship.
SVP, Controller and Principal Accounting Officer. Exhibit 24.1 - Power of Attorney (incorporated by reference to the Power of Attorney filed as Exhibit 24.1 to the Form 3 filed by the Reporting Person on August 14, 2018).
/s/ Ira Rosenblatt, attorney-in-fact
2020-02-25