0000899243-22-005449.txt : 20220209 0000899243-22-005449.hdr.sgml : 20220209 20220209170341 ACCESSION NUMBER: 0000899243-22-005449 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220207 FILED AS OF DATE: 20220209 DATE AS OF CHANGE: 20220209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bergeron Douglas CENTRAL INDEX KEY: 0001298718 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39931 FILM NUMBER: 22608067 MAIL ADDRESS: STREET 1: 111 W. OCEAN BOULEVARD CITY: LONG BEACH STATE: CA ZIP: 90802 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HEC Sponsor II LLC CENTRAL INDEX KEY: 0001841844 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39931 FILM NUMBER: 22608068 BUSINESS ADDRESS: STREET 1: C/O HUDSON EXECUTIVE INVESTMENT CORP. II STREET 2: 570 LEXINGTON AVENUE, 35TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (212) 521-8495 MAIL ADDRESS: STREET 1: C/O HUDSON EXECUTIVE INVESTMENT CORP. II STREET 2: 570 LEXINGTON AVENUE, 35TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Braunstein Douglas L CENTRAL INDEX KEY: 0001495110 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39931 FILM NUMBER: 22608066 MAIL ADDRESS: STREET 1: HUDSON EXECUTIVE CAPITAL LP STREET 2: 570 LEXINGTON AVENUE, 35TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Hudson Executive Investment Corp. II CENTRAL INDEX KEY: 0001823033 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 570 LEXINGTON AVENUE STREET 2: 35TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-521-8495 MAIL ADDRESS: STREET 1: 570 LEXINGTON AVENUE STREET 2: 35TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: Hudson Executive Investment Corp. III DATE OF NAME CHANGE: 20200831 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-02-07 0 0001823033 Hudson Executive Investment Corp. II HCII 0001841844 HEC Sponsor II LLC C/O CADWALADER, WICKERSHAM & TAFT LLP 200 LIBERTY STREET NEW YORK NY 10281 0 0 1 0 0001298718 Bergeron Douglas C/O CADWALADER, WICKERSHAM & TAFT LLP 200 LIBERTY STREET NEW YORK NY 10281 1 1 0 0 Chief Executive Officer 0001495110 Braunstein Douglas L C/O CADWALADER, WICKERSHAM & TAFT LLP 200 LIBERTY STREET NEW YORK NY 10281 1 1 0 0 President, Chairman Class B Common Stock 2022-02-07 4 S 0 20000 0.0029 D Class A Common Stock 20000 6190000 D The shares of Class B common stock are convertible for shares of the Issuer's Class A common stock as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-251848) (the "Registration Statement") and have no expiration date. HEC Sponsor II LLC is the record holder of the securities reported herein. Douglas G. Bergeron and Douglas L. Braunstein are among the managers of HEC Sponsor II LLC and share voting and investment discretion with respect to the securities held of record by HEC Sponsor II LLC. Mr. Braunstein and Mr. Bergeron disclaim any beneficial ownership of the securities held by HEC Sponsor II LLC other than to the extent of any pecuniary interest they may have therein, directly or indirectly. See Exhibit 99.1 - Joint Filer Information, which is incorporated herein by reference and describes in further detail the relationships of the Reporting Persons to the Issuer. /s/ Douglas L. Braunstein, as Manager of HEC Sponsor II LLC 2022-02-09 /s/ Douglas G. Bergeron 2022-02-09 /s/ Douglas L. Braunstein 2022-02-09 EX-99.1 2 attachment1.htm EX-99.1 DOCUMENT

                                                                    Exhibit 99.1

                                Joint Filer Information

Name of Joint Filer:                    HEC Sponsor II LLC

Address of Joint Filer:                 c/o Cadwalader, Wickersham & Taft LLP
                                        200 Liberty Street
                                        New York, New York 10281

Relationship of Joint Filer to Issuer:  10% Owner

Issuer Name and Ticker or Trading       Hudson Executive Investment Corp. II
Symbol:                                 [ HCII ]

Date of Event Requiring Statement:      2/7/2022
(Month/Day/Year):


Name of Joint Filer:                    Douglas G. Bergeron

Address of Joint Filer:                 c/o Cadwalader, Wickersham & Taft LLP
                                        200 Liberty Street
                                        New York, New York 10281

Relationship of Joint Filer to Issuer:  Chief Executive Officer and Director

Issuer Name and Ticker or Trading       Hudson Executive Investment Corp. II
Symbol:                                 [ HCII ]

Date of Event Requiring Statement:      2/7/2022
(Month/Day/Year):


Name of Joint Filer:                    Douglas L. Braunstein

Address of Joint Filer:                 c/o Cadwalader, Wickersham & Taft LLP
                                        200 Liberty Street
                                        New York, New York 10281

Relationship of Joint Filer to Issuer:  President, Chairman and Director

Issuer Name and Ticker or Trading       Hudson Executive Investment Corp. II
Symbol:                                 [ HCII ]

Date of Event Requiring Statement:      2/7/2022
(Month/Day/Year):