0000899243-20-015712.txt : 20200608 0000899243-20-015712.hdr.sgml : 20200608 20200608210343 ACCESSION NUMBER: 0000899243-20-015712 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200608 FILED AS OF DATE: 20200608 DATE AS OF CHANGE: 20200608 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HEC Sponsor LLC CENTRAL INDEX KEY: 0001814272 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39314 FILM NUMBER: 20950720 BUSINESS ADDRESS: STREET 1: 570 LEXINGTON AVENUE, 35TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2125218495 MAIL ADDRESS: STREET 1: 570 LEXINGTON AVENUE, 35TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bergeron Douglas CENTRAL INDEX KEY: 0001298718 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39314 FILM NUMBER: 20950721 MAIL ADDRESS: STREET 1: 111 W. OCEAN BOULEVARD CITY: LONG BEACH STATE: CA ZIP: 90802 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Braunstein Douglas L CENTRAL INDEX KEY: 0001495110 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39314 FILM NUMBER: 20950722 MAIL ADDRESS: STREET 1: HUDSON EXECUTIVE CAPITAL LP STREET 2: 570 LEXINGTON AVENUE, 35TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Hudson Executive Investment Corp. CENTRAL INDEX KEY: 0001803901 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 844636604 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 570 LEXINGTON AVENUE, 35TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2125218495 MAIL ADDRESS: STREET 1: 570 LEXINGTON AVENUE, 35TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-06-08 0 0001803901 Hudson Executive Investment Corp. HEC 0001814272 HEC Sponsor LLC C/O HUDSON EXECUTIVE INVESTMENT CORP. 570 LEXINGTON AVENUE, 35TH FLOOR NEW YORK NY 10022 0 0 1 0 0001298718 Bergeron Douglas C/O HUDSON EXECUTIVE INVESTMENT CORP. 570 LEXINGTON AVENUE, 35TH FLOOR NEW YORK NY 10022 1 1 0 0 Chief Executive Officer 0001495110 Braunstein Douglas L C/O HUDSON EXECUTIVE INVESTMENT CORP. 570 LEXINGTON AVENUE, 35TH FLOOR NEW YORK NY 10022 1 1 0 0 President, Chairman Class B Common Stock 2020-06-08 4 J 0 1725000 0.00 A Class A Common Stock 1725000 10300000 D The shares of Class B common stock are convertible for shares of the Issuer's Class A common stock as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-238583) (the "Registration Statement") and have no expiration date. The shares of Class B common stock beneficially owned by the Reporting Persons include up to 1,350,000 shares of Class B common stock subject to forfeiture to the Issuer depending on the extent to which the underwriters' over-allotment option is exercised in connection with the Issuer's initial public offering of units, as described in the Registration Statement. On June 8, 2020, in connection with the increase in the size of its initial public offering, the Issuer effected a stock split of its Class B common Stock. HEC Sponsor LLC is the record holder of the shares reported herein. Messrs. Bergeron and Braunstein are among the managers of HEC Sponsor LLC and share voting and investment discretion with respect to the common stock held of record by HEC Sponsor LLC. Each of the Messrs. Bergeron and Braunstein disclaims any beneficial ownership of the securities held by HEC Sponsor LLC other than to the extent of any pecuniary interest he may have therein, directly or indirectly. See Exhibit 99.1 - Joint Filer Information, which is incorporated herein by reference and describes in further detail the relationships of the Reporting Persons to the Issuer. /s/ Roman Ibragimov, Attorney-in-Fact for HEC Sponsor LLC 2020-06-08 /s/ Roman Ibragimov, Attorney-in-Fact for Douglas L. Braunstein 2020-06-08 /s/ Roman Ibragimov, Attorney-in-Fact for Douglas G. Bergeron 2020-06-08 EX-99.1 2 attachment1.htm EX-99.1 DOCUMENT

                                                                    Exhibit 99.1

                   Joint Filer Information

Name of Joint Filer:                     HEC Sponsor LLC


Address of Joint Filer:                  c/o Hudson Executive Investment Corp.
                                         570 Lexington Avenue, 35th Floor
                                         New York, New York 10022


Relationship of Joint Filer to Issuer:   10% Owner


Issuer Name and Ticker
or Trading Symbol:                       Hudson Executive Investment Corp. [HEC]

Date of Event Requiring Statement:
(Month/Day/Year):                        06/08/2020






Name of Joint Filer:                     Douglas G. Bergeron


Address of Joint Filer:                  c/o Hudson Executive Investment Corp.
                                         570 Lexington Avenue, 35th Floor
                                         New York, New York 10022


Relationship of Joint Filer to Issuer:   Chief Executive Officer and Director


Issuer Name and Ticker
or Trading Symbol:                       Hudson Executive Investment Corp. [HEC]


Date of Event Requiring Statement:
(Month/Day/Year):                        06/08/2020








Name of Joint Filer:                     Douglas L. Braunstein


Address of Joint Filer:                  c/o Hudson Executive Investment Corp.
                                         570 Lexington Avenue, 35th Floor
                                         New York, New York 10022


Relationship of Joint Filer to Issuer:   President, Chairman and Director


Issuer Name and Ticker
or Trading Symbol:                       Hudson Executive Investment Corp. [HEC]


Date of Event Requiring Statement:
(Month/Day/Year):                        06/08/2020