0001209191-17-042407.txt : 20170629 0001209191-17-042407.hdr.sgml : 20170629 20170629205654 ACCESSION NUMBER: 0001209191-17-042407 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170628 FILED AS OF DATE: 20170629 DATE AS OF CHANGE: 20170629 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Novan, Inc. CENTRAL INDEX KEY: 0001467154 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 204427682 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4105 HOPSON ROAD CITY: MORRISVILLE STATE: NC ZIP: 27560 BUSINESS PHONE: 919-485-8080 MAIL ADDRESS: STREET 1: 4105 HOPSON ROAD CITY: MORRISVILLE STATE: NC ZIP: 27560 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hodges William L CENTRAL INDEX KEY: 0001298628 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37880 FILM NUMBER: 17940001 MAIL ADDRESS: STREET 1: 401 MAY COURT CITY: RALEIGH STATE: NC ZIP: 27609 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-06-28 0 0001467154 Novan, Inc. NOVN 0001298628 Hodges William L C/O NOVAN, INC. 4105 HOPSON ROAD MORRISVILLE NC 27560 0 1 0 0 Interim Chief Financial Office Employee Stock Option (Right to Buy) 4.08 2017-06-28 4 A 0 8000 0.00 A 2020-08-16 Common Stock 8000 8000 D The option shall become vested and exercisable on August 15, 2017. /s/ William L. Hodges 2017-06-29