-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EnarDqEzBYOzM49M7OcU964ClB+m6jKKvLk6tDRPGtVvtJN6SNX0HhzWvekWjtJ1 hVlZM/iMWmKG22k5xrDk/w== 0001305243-06-000003.txt : 20061017 0001305243-06-000003.hdr.sgml : 20061017 20061017183020 ACCESSION NUMBER: 0001305243-06-000003 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061017 FILED AS OF DATE: 20061017 DATE AS OF CHANGE: 20061017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Trubion Pharmaceuticals, Inc CENTRAL INDEX KEY: 0001298521 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 BUSINESS ADDRESS: STREET 1: 2401 14TH AVENUE STREET 2: SUITE 1050 CITY: SEATTLE STATE: WA ZIP: 98121 BUSINESS PHONE: 2068380500 MAIL ADDRESS: STREET 1: 2401 14TH AVENUE STREET 2: SUITE 1050 CITY: SEATTLE STATE: WA ZIP: 98121 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VEF Management IV, LLC CENTRAL INDEX KEY: 0001305243 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33054 FILM NUMBER: 061149542 BUSINESS ADDRESS: STREET 1: 30 ROCKEFELLER PLAZA, ROOM 5508 CITY: NEW YORK STATE: NY ZIP: 10112 BUSINESS PHONE: 212-649-5600 MAIL ADDRESS: STREET 1: 30 ROCKEFELLER PLAZA, ROOM 5508 CITY: NEW YORK STATE: NY ZIP: 10112 3 1 edgar.xml PRIMARY DOCUMENT X0202 3 2006-10-17 0 0001298521 Trubion Pharmaceuticals, Inc TRBN 0001305243 VEF Management IV, LLC 30 ROCKEFELLER PLAZA, ROOM 5508 NEW YORK NY 10112 0 0 1 0 Series B Preferred Stock Common Stock 36450 I By Fund Shares of Preferred Stock are convertible into Common Stock at any time and have no expiration date. All outstanding shares of Preferred Stock will automatically convert into shares of Common Stock upon the closing of the Issuer's initial public offering. Each share of Series B Preferred Stock will automatically convert into Common Stock on a 1-for-1 basis. Securities held of record by Venrock Entrepreneurs Fund IV, L.P., a limited partnership of which VEF Management IV, LLC is the General Partner. VEF Management IV, LLC disclaims beneficial ownership of these securities except to the extent of its pro-rata interest. Anders D. Hove, Member 2006-10-17 -----END PRIVACY-ENHANCED MESSAGE-----