-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HmtaNWy8b8m8dX7JU70uUJIhf1XEqhW8hzhzZKO1hAkvZ0GcArKPXJcsHyRaSaAG pMr52qA/Ps/uQSCA/nXFNQ== 0001209191-10-052010.txt : 20101028 0001209191-10-052010.hdr.sgml : 20101028 20101028175949 ACCESSION NUMBER: 0001209191-10-052010 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101028 FILED AS OF DATE: 20101028 DATE AS OF CHANGE: 20101028 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brettman Lee R CENTRAL INDEX KEY: 0001365616 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33054 FILM NUMBER: 101149247 MAIL ADDRESS: STREET 1: 52 SECOND AVENUE CITY: WALTHAM STATE: MA ZIP: 02451 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Trubion Pharmaceuticals, Inc CENTRAL INDEX KEY: 0001298521 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2401 4TH AVENUE STREET 2: SUITE 1050 CITY: SEATTLE STATE: WA ZIP: 98121 BUSINESS PHONE: 2068380500 MAIL ADDRESS: STREET 1: 2401 4TH AVENUE STREET 2: SUITE 1050 CITY: SEATTLE STATE: WA ZIP: 98121 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2010-10-28 1 0001298521 Trubion Pharmaceuticals, Inc TRBN 0001365616 Brettman Lee R 183 GREYSTONE LANE SUDBURY MA 01776 1 0 0 0 Common Stock 2010-10-28 4 D 0 15947 D 0 D Stock option (right to purchase) 6.52 2010-10-28 4 D 0 12757 0.00 D 2016-03-08 Common Stock 12757 0 D Stock option (right to purchase) 19.08 2010-10-28 4 D 0 5000 0.00 D 2017-05-25 Common Stock 5000 0 D Stock option (right to purchase) 6.63 2010-10-28 4 D 0 5000 0.00 D 2018-05-28 Common Stock 5000 0 D Stock option (right to purchase) 2.28 2010-10-28 4 D 0 5000 0.00 D 2019-05-27 Common Stock 5000 0 D Stock option (right to purchase) 3.45 2010-10-28 4 D 0 5000 0.00 D 2020-05-26 Common Stock 5000 0 D Disposed of pursuant to merger agreement among the issuer and Emergent BioSolutions Inc., and certain of its affiliates, in exchange for (a) an aggregate of $21,767.65 cash, (b) 2,616 shares of Emergent common stock having a market value of $18.26 per share on the effective date of the merger and (c) 15,947 contingent value rights, which represent the right to receive possible additional cash payments. This option, which was 100% vested on January 25, 2010, was cancelled in the merger between the issuer and Emergent BioSolutions Inc. and certain of its affiliates, without any consideration being received. This option, which was 100% vested on May 27, 2008, was cancelled in the merger between the issuer and Emergent BioSolutions Inc. and certain of its affiliates, without any consideration being received. This option, which was 100% vested on May 15, 2009, was cancelled in the merger between the issuer and Emergent BioSolutions Inc. and certain of its affiliates, without any consideration being received. This option, which was 100% vested on May 26, 2010, was cancelled in the merger between the issuer and Emergent BioSolutions Inc. and certain of its affiliates in exchange for (a) a cash payment of $11,350, representing the difference between the exercise price and the initial merger consideration of $4.55 per share, and (b) 5,000 contingent value rights, which represents the right to receive possible additional future cash payments. This option, which was to be 100% vested on May 25, 2011, was vested in its entirety and then cancelled in the merger between the issuer and Emergent BioSolutions Inc. and certain of its affiliates in exchange for (a) a cash payment of $5,500, representing the difference between the exercise price and the initial merger consideration of $4.55 per share, and (b) 5,000 contingent value rights, which represents the right to receive possible additional future cash payments. /s/ Kathleen M. Deeley as attorney-in-fact for Lee R. Brettman 2010-10-28 -----END PRIVACY-ENHANCED MESSAGE-----