-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PWnF5tBnfONlz3/00aox6S/ADPuYPcwH5i91gma3D8fNMacApI34f+Gru7ROYgaZ r0WG4w1SPf28W3fnEP3Mmw== 0001209191-06-055068.txt : 20061018 0001209191-06-055068.hdr.sgml : 20061018 20061018062211 ACCESSION NUMBER: 0001209191-06-055068 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061017 FILED AS OF DATE: 20061018 DATE AS OF CHANGE: 20061018 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Trubion Pharmaceuticals, Inc CENTRAL INDEX KEY: 0001298521 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 BUSINESS ADDRESS: STREET 1: 2401 14TH AVENUE STREET 2: SUITE 1050 CITY: SEATTLE STATE: WA ZIP: 98121 BUSINESS PHONE: 2068380500 MAIL ADDRESS: STREET 1: 2401 14TH AVENUE STREET 2: SUITE 1050 CITY: SEATTLE STATE: WA ZIP: 98121 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Thompson Peter A CENTRAL INDEX KEY: 0001357522 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33054 FILM NUMBER: 061149802 BUSINESS ADDRESS: BUSINESS PHONE: (206) 838-0500 MAIL ADDRESS: STREET 1: 2401 4TH AVE., SUITE 1050 CITY: SEATTLE STATE: WA ZIP: 98121 3 1 bos24291_bos1pat.xml MAIN DOCUMENT DESCRIPTION X0202 3 2006-10-17 0 0001298521 Trubion Pharmaceuticals, Inc TRBN 0001357522 Thompson Peter A 14075 NE 30TH PLACE BELLEVUE WA 98005 1 1 0 0 President, CEO & Treasurer Common Stock 254032 D Employee Stock Options (right to buy) 0.0627 2012-09-27 Common Stock 91531 D Employee Stock Options (right to buy) 0.3135 2013-02-28 Common Stock 16904 D Employee Stock Options (right to buy) 0.3135 2014-12-16 Common Stock 80678 D Employee Stock Options (right to buy) 0.3135 2015-02-03 Common Stock 26892 D Employee Stock Options (right to buy) 0.3135 2015-04-28 Common Stock 1913 D Employee Stock Options (right to buy) 2.6965 2015-11-30 Common Stock 40339 D Employee Stock Options (right to buy) 6.5218 2016-01-25 Common Stock 18497 D Employee Stock Options (right to buy) 6.5218 2016-03-08 Common Stock 136017 D The original grant was 580,728 shares, of which 241,500 shares vested on the date of grant; 25% of the remaining balance vests after 1 year; then 1/36 vests monthly thereafter. 474,719 shares were exercised on 11/19/05. These shares do not account for the 1-for-6.271 reverse stock split that was effected on 10/12/06. 25% of the shares vest after one year, then 1/48 per month thereafter The shares vest 1/12 per month. Fully vested /s/ Lauree Seko 2006-10-17 -----END PRIVACY-ENHANCED MESSAGE-----