-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, S9d6Ok7CDkzQveEdI9fdu1uKuh2pYPSyElsyD3pJsjfvuf3qzTejT8jOkB43XwKj y5bllhJ+GpXKpg5b0p+cCg== 0001209191-06-055060.txt : 20061017 0001209191-06-055060.hdr.sgml : 20061017 20061017212226 ACCESSION NUMBER: 0001209191-06-055060 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061017 FILED AS OF DATE: 20061017 DATE AS OF CHANGE: 20061017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Trubion Pharmaceuticals, Inc CENTRAL INDEX KEY: 0001298521 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 BUSINESS ADDRESS: STREET 1: 2401 14TH AVENUE STREET 2: SUITE 1050 CITY: SEATTLE STATE: WA ZIP: 98121 BUSINESS PHONE: 2068380500 MAIL ADDRESS: STREET 1: 2401 14TH AVENUE STREET 2: SUITE 1050 CITY: SEATTLE STATE: WA ZIP: 98121 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Heron Patrick J CENTRAL INDEX KEY: 0001365617 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33054 FILM NUMBER: 061149740 BUSINESS ADDRESS: BUSINESS PHONE: (650) 325-5156 MAIL ADDRESS: STREET 1: 550 HAMILTON AVE., SUITE 100 CITY: PALO ALTO STATE: CA ZIP: 94301 3 1 bos24291_bos1ph.xml MAIN DOCUMENT DESCRIPTION X0202 3 2006-10-17 0 0001298521 Trubion Pharmaceuticals, Inc TRBN 0001365617 Heron Patrick J FRAZIER HEALTHCARE VENTURES 550 HAMILTON AVE, SUITE 100 PALO ALTO CA 94301 1 0 0 1 10%owner's Indirect genl prtnr Common Stock 105 I Frazier Affiliates III, L.P. Common Stock 131 I Frazier Affiliates IV, L.P. Common Stock 13849 I Frazier Healthcare III, L.P. Common Stock 25783 I Frazier Healthcare IV, L.P. Series A Preferred Stock 2006-10-17 Common Stock 2572 I Frazier Affiliates III, L.P. Series A Preferred Stock 2006-10-17 Common Stock 3243 I Frazier Affiliates IV, L.P. Series A Preferred Stock 2006-10-17 Common Stock 341877 I Frazier Healthcare III, LP Series A Preferred Stock 2006-10-17 Common Stock 638701 I Frazier Healthcare IV, LP Series B Preferred Stock 2006-10-17 Common Stock 1696 I Frazier Affiliates III, L.P. Series B Preferred Stock 2006-10-17 Common Stock 4760 I Frazier Affiliates IV, L.P. Series B Preferred Stock 2006-10-17 Common Stock 225557 I Frazier Healthcare III, LP Series B Preferred Stock 2006-10-17 Common Stock 937282 I Frazier Healthcare IV, LP Mr. Heron is a director of Trubion Pharmaceuticals, Inc. He holds the title of General Partner at Frazier Healthcare Ventures, which is affiliated with the entities that serve as general partners of Frazier Affiliates III, L.P., Frazier Affiliates IV, L.P., Frazier Healthcare III, L.P. and Frazier Healthcare IV, L.P.; however, he disclaims beneficial ownership of these shares, except to the extent of his proportionate partnership interest therein. 1-for-1 No expiration date. /s/ Lauree Seko 2006-10-17 -----END PRIVACY-ENHANCED MESSAGE-----