-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, APstjfOBkSgkUNZrJTI2wuBXPHH6bSt6TtqOnmueBGrS/vpJr8t0bIZfn2T/UOIs rWAYcyvquI5yaGT1CUmd4w== 0001012975-06-000412.txt : 20061019 0001012975-06-000412.hdr.sgml : 20061019 20061019172344 ACCESSION NUMBER: 0001012975-06-000412 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20061017 FILED AS OF DATE: 20061019 DATE AS OF CHANGE: 20061019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Trubion Pharmaceuticals, Inc CENTRAL INDEX KEY: 0001298521 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 BUSINESS ADDRESS: STREET 1: 2401 14TH AVENUE STREET 2: SUITE 1050 CITY: SEATTLE STATE: WA ZIP: 98121 BUSINESS PHONE: 2068380500 MAIL ADDRESS: STREET 1: 2401 14TH AVENUE STREET 2: SUITE 1050 CITY: SEATTLE STATE: WA ZIP: 98121 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OBP MANAGEMENT IV LP CENTRAL INDEX KEY: 0001286541 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33054 FILM NUMBER: 061153963 MAIL ADDRESS: STREET 1: 222 BERKELEY STREET CITY: BOSTON STATE: MA ZIP: 02116 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WALTON ALAN G CENTRAL INDEX KEY: 0001214273 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33054 FILM NUMBER: 061153964 MAIL ADDRESS: STREET 1: ALEXANDRIA REAL ESTATE EQUITIES INC STREET 2: 135 N LOS ROBLES AVE SUITE 250 CITY: PASADENA STATE: CA ZIP: 91101 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LYTTON MICHAEL CENTRAL INDEX KEY: 0001286396 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33054 FILM NUMBER: 061153965 MAIL ADDRESS: STREET 1: 222 BERKELEY STREET STREET 2: STE 1650 CITY: BOSTON STATE: MA ZIP: 02116 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FLEMING JONATHAN CENTRAL INDEX KEY: 0001262294 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33054 FILM NUMBER: 061153966 MAIL ADDRESS: STREET 1: 222 BERKELEY STREET CITY: BOSTON STATE: MA ZIP: 02116 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CARTHY MARK CENTRAL INDEX KEY: 0001286397 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33054 FILM NUMBER: 061153967 MAIL ADDRESS: STREET 1: 222 BERKELEY STREET STREET 2: STE 1650 CITY: BOSTON STATE: MA ZIP: 02116 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MRNA FUND II LP CENTRAL INDEX KEY: 0001161302 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33054 FILM NUMBER: 061153969 BUSINESS ADDRESS: STREET 1: 31 ST JAMES AVENUE STREET 2: SUITE 905 CITY: BOSTON STATE: MA ZIP: 02116 BUSINESS PHONE: 617-357-7474 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OXFORD BIOSCIENCE PARTNERS IV LP CENTRAL INDEX KEY: 0001140484 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33054 FILM NUMBER: 061153970 BUSINESS ADDRESS: STREET 1: 222 BERKELEY STREET STREET 2: SUITE 1650 CITY: BOSTON STATE: MA ZIP: 02116 BUSINESS PHONE: 6173577474 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BARNES JEFFREY T CENTRAL INDEX KEY: 0001261294 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33054 FILM NUMBER: 061153968 BUSINESS ADDRESS: STREET 1: CRITICARE SYSTEMS INC. STREET 2: 20925 CROSSROADS CIRCLE CITY: WAUKESHA STATE: WI ZIP: 53186 BUSINESS PHONE: 262-798-5380 MAIL ADDRESS: STREET 1: CRITICARE SYSTEMS, INC. STREET 2: 20925 CROSSROADS CRICLE, SUITE 100 CITY: WAUKESHA STATE: WI ZIP: 53186 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2006-10-17 0001298521 Trubion Pharmaceuticals, Inc TRBN 0001140484 OXFORD BIOSCIENCE PARTNERS IV LP 222 BERKELEY ST. BOSTON MA 02116 0 0 1 0 0001161302 MRNA FUND II LP 222 BERKELEY ST. BOSTON MA 02116 0 0 1 0 0001261294 BARNES JEFFREY T 222 BERKELEY ST. BOSTON MA 02116 0 0 1 0 0001286397 CARTHY MARK 222 BERKELEY ST. BOSTON MA 02116 0 0 1 0 0001262294 FLEMING JONATHAN 222 BERKELEY ST. BOSTON MA 02116 0 0 1 0 0001286396 LYTTON MICHAEL 222 BERKELEY ST. BOSTON MA 02116 0 0 1 0 0001214273 WALTON ALAN G 222 BERKELEY ST. BOSTON MA 02116 0 0 1 0 0001286541 OBP MANAGEMENT IV LP 222 BERKELEY ST. BOSTON MA 02116 0 0 1 0 Common Stock 2006-10-17 4 P 0 41201 13.00 A 41201 D Common Stock 2006-10-17 4 P 0 413 13.00 A 413 D Securities held of record by Oxford Bioscience Partners IV L.P. ("Oxford IV"). OBP Management IV L.P. ("OBP IV"), as the sole general partner of Oxford IV may be deemed to beneficially own certain of the shares held of record by Oxford IV. OBP IV disclaims beneficial ownership of all shares held of record by Oxford IV in which OBP IV does not have an actual pecuniary interest. Each of Messrs. Barnes, Carthy, Fleming, Lytton and Walton, as the individual general partners of OBP IV, may be deemed to beneficially own certain of the shares held of record by Oxford IV. Each of Messrs. Barnes, Carthy, Fleming, Lytton and Walton disclaims beneficial ownership of all shares held of record by Oxford IV in which he does not have an actual pecuniary interest. Securities held of record by mRNA Fund II L.P. ("mRNA"). OBP IV, as the sole general partner of mRNA may be deemed to beneficially own certain of the shares held of record by mRNA. OBP IV disclaims beneficial ownership of all shares held of record by mRNA in which OBP IV does not have an actual pecuniary interest. Each of Messrs. Barnes, Carthy, Fleming, Lytton and Walton, as the individual general partners of OBP IV, may be deemed to beneficially own certain of the shares held of record by mRNA. Each of Messrs. Barnes, Carthy, Fleming, Lytton and Walton disclaims beneficial ownership of all shares held of record by mRNA in which he does not have an actual pecuniary interest. /s/ Jonathan J. Fleming, as general partner of the general partner of Oxford Bioscience Partners IV L.P. 2006-10-19 /s/ Jonathan J. Fleming, as general partner of the general partner of mRNA Fund II L.P. 2006-10-19 /s/ Jonathan J. Fleming, as general partner of OBP Management IV L.P. 2006-10-19 /s/ Jonathan J. Fleming 2006-10-19 /s/ Raymond Charest, as attorney-in-fact for Jeffrey T. Barnes 2006-10-19 /s/ Raymond Charest, as attorney-in-fact for Mark P. Carthy 2006-10-19 /s/ Raymond Charest, as attorney-in-fact for Michael E. Lytton 2006-10-19 /s/ Raymond Charest, as attorney-in-fact for Alan G. Walton 2006-10-19 EX-24 2 attach_1.txt EXHIBIT A POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that each person whose signature appears below hereby constitutes and appoints Raymond Charest, Alexia Pearsall and Jonathan J. Fleming, and each of them, with full power to act without the other, his true and lawful attorney-in-fact and agent, with full power of substitution, for him and in his name, place and stead, in any and all capacities (until revoked in writing) to sign any and all instruments, certificates and documents required to be executed on behalf of himself as an individual or in his capacity as a general partner or authorized signatory, as the case may be, on behalf of any of Oxford Bioscience Partners IV L.P., mRNA II L.P., or OBP Management IV L.P., pursuant to section 13 or 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and any and all regulations promulgated thereunder and to file the same, with all exhibits thereto, and any other documents in connection therewith, with the Securities and Exchange Commission, and with any other entity when and if such is mandated by the Exchange Act or by the By-laws of the National Association of Securities Dealers, Inc., granting unto said attorney-in-fact and agent full power and authority to do and perform each and every act and thing requisite and necessary fully to all intents and purposes as he might or could do in person thereby ratifying and confirming all that said attorney-in-fact and agent, or his substitute or substitutes, may lawfully do or cause to be done by virtue hereof, or may have done in connection with the matters described above. IN WITNESS WHEREOF, this Power of Attorney has been signed as of the 8th day of April, 2004. OXFORD BIOSCIENCE PARTNERS IV L.P. by its General Partner, OBP MANAGEMENT IV L.P. By: /s/ Jonathan Fleming Name: Jonathan J. Fleming Title: General Partner MRNA FUND II L.P. By its General Partner, OBP MANAGEMENT IV L.P. By: /s/ Jonathan Fleming Name: Jonathan J. Fleming Title: General Partner OBP MANAGEMENT IV L.P. By:/s/ Jonathan Fleming Name: Jonathan J. Fleming Title: General Partner /s/ Jeffrey T. Barnes Jeffrey T. Barnes /s/ Mark P. Carthy Mark P. Carthy /s/ Jonathan J. Fleming Jonathan J. Fleming /s/ Michael E. Lytton Michael E. Lytton /s/ Alan G. Walton Alan G. Walton -----END PRIVACY-ENHANCED MESSAGE-----