0001715268-23-000095.txt : 20231219 0001715268-23-000095.hdr.sgml : 20231219 20231219120554 ACCESSION NUMBER: 0001715268-23-000095 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231207 FILED AS OF DATE: 20231219 DATE AS OF CHANGE: 20231219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Golub David CENTRAL INDEX KEY: 0001298389 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-01244 FILM NUMBER: 231496226 MAIL ADDRESS: STREET 1: 1125 PARK AVE. 7A CITY: NEW YORK STATE: NY ZIP: 10128 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Golub Capital BDC 3, Inc. CENTRAL INDEX KEY: 0001715268 ORGANIZATION NAME: IRS NUMBER: 822375481 STATE OF INCORPORATION: MD FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 200 PARK AVENUE STREET 2: 25TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10166 BUSINESS PHONE: (212) 750-6060 MAIL ADDRESS: STREET 1: 200 PARK AVENUE STREET 2: 25TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10166 4 1 wk-form4_1703005545.xml FORM 4 X0508 4 2023-12-07 0 0001715268 Golub Capital BDC 3, Inc. NONE 0001298389 Golub David C/O GOLUB CAPITAL BDC 3, INC. 200 PARK AVENUE, 25TH FLOOR NEW YORK NY 10166 1 1 0 0 President and CEO 0 Common Stock, par value $0.001 per share 2023-12-07 4 P 0 6678.487 14.55 A 1897988.752 I By GCOP LLC Common Stock, par value $0.001 per share 2023-12-07 4 P 0 31797.433 14.25 A 1929786.185 I By GCOP LLC Common Stock, par value $0.001 per share 2023-12-07 4 P 0 18666.667 14.22 A 1948452.852 I By GCOP LLC Common Stock, par value $0.001 per share 1834523.315 I By GEMS Fund 4, L.P. On December 7, 2023, GCOP LLC purchased 6,678.487 shares of Common Stock from a stockholder of Golub Capital BDC 3, Inc. ("GBDC 3") at a purchase price of $14.55 per share, which was equal to 97.00% of GBDC 3's $15.00 net asset value per share as of September 30, 2023. Due to his control of and ownership interest in GCOP LLC, which upon settlement of the current acquisitions directly owns 1,948,452.852 shares of Common Stock, Mr Golub is viewed as having investment power over all the shares owned by such entity. On December 7, 2023, GCOP LLC purchased 31,797.433 shares of Common Stock from a stockholder of GBDC 3 at a purchase price of $14.25 per share, which was equal to 95.00% of GBDC 3's $15.00 net asset value per share as of September 30, 2023. On December 7, 2023, GCOP LLC purchased 18,666.667 shares of Common Stock from a stockholder of GBDC 3 at a purchase price of $14.22 per share, which was equal to 94.83% of GBDC 3's $15.00 net asset value per share as of September 30, 2023. Due to his control of GEMS Fund 4, L.P., which upon settlement of the current acquisition directly owns 1,834,523.315 shares of Common Stock, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights have been passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GEMS Fund 4, L.P. except to the extent of his pecuniary interest therein. /s/ David B. Golub 2023-12-19