0001715268-19-000042.txt : 20190523 0001715268-19-000042.hdr.sgml : 20190523 20190523153827 ACCESSION NUMBER: 0001715268-19-000042 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190521 FILED AS OF DATE: 20190523 DATE AS OF CHANGE: 20190523 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Golub David CENTRAL INDEX KEY: 0001298389 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-01244 FILM NUMBER: 19849872 MAIL ADDRESS: STREET 1: 1125 PARK AVE. 7A CITY: NEW YORK STATE: NY ZIP: 10128 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Golub Capital BDC 3, Inc. CENTRAL INDEX KEY: 0001715268 IRS NUMBER: 822375481 STATE OF INCORPORATION: MD FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 666 FIFTH AVENUE, 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10103 BUSINESS PHONE: (212) 750-6060 MAIL ADDRESS: STREET 1: 666 FIFTH AVENUE, 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10103 4 1 wf-form4_155864029324594.xml FORM 4 X0306 4 2019-05-21 0 0001715268 Golub Capital BDC 3, Inc. NONE 0001298389 Golub David C/O GOLUB CAPITAL BDC 3, INC. 666 FIFTH AVENUE, 18TH FLOOR NEW YORK NY 10103 1 1 0 0 President and CEO Common Stock, par value $0.001 per share 2019-05-21 4 P 0 73333.333 15 A 1044999.999 I By GEMS Fund 4, L.P. Common Stock, par value $0.001 per share 2019-05-21 4 P 0 26694.667 15 A 216176.697 I By GCOP LLC Due to his control of GEMS Fund 4, L.P., which upon settlement of the current acquisition directly owns 1,044,999.999 shares of Common Stock, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights have been passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GEMS Fund 4, L.P. except to the extent of his pecuniary interest therein. Due to his control of and ownership interest in GCOP LLC, which upon settlement of the current acquisition directly owns 216,176.697 shares of Common Stock, Mr. Golub is viewed as having investment power over all of the shares owned by such entity. /s/ David B. Golub 2019-05-23