0001144204-13-027490.txt : 20130509 0001144204-13-027490.hdr.sgml : 20130509 20130509171250 ACCESSION NUMBER: 0001144204-13-027490 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130507 FILED AS OF DATE: 20130509 DATE AS OF CHANGE: 20130509 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Golub David CENTRAL INDEX KEY: 0001298389 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00794 FILM NUMBER: 13829934 MAIL ADDRESS: STREET 1: 1125 PARK AVE. 7A CITY: NEW YORK STATE: NY ZIP: 10128 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Golub Capital BDC, Inc. CENTRAL INDEX KEY: 0001476765 IRS NUMBER: 272326940 STATE OF INCORPORATION: DE FISCAL YEAR END: 0910 BUSINESS ADDRESS: STREET 1: 150 SOUTH WACKER DRIVE STREET 2: SUITE 800 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 312-205-5050 MAIL ADDRESS: STREET 1: 150 SOUTH WACKER DRIVE STREET 2: SUITE 800 CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: Golub Capital BDC LLC DATE OF NAME CHANGE: 20091113 4 1 v344508_form4.xml OWNERSHIP DOCUMENT X0306 4 2013-05-07 0 0001476765 Golub Capital BDC, Inc. GBDC 0001298389 Golub David C/O GOLUB CAPITAL BDC, INC. 150 SOUTH WACKER DRIVE, SUITE 800 CHICAGO IL 60606 1 1 1 0 Chief Executive Officer Common Stock, par value $0.001 per share 2013-05-07 4 P 0 269033 17.47 A 382241 I By GCI Development LLC Common Stock, par value $0.001 per share 2013-05-07 4 S 0 764808 17.47 D 0 I By Golub Capital Company IV, LLC Common Stock, par value $0.001 per share 1135853 I By Golub Capital Company VI LLC Common Stock, par value $0.001 per share 2291784 I By Golub Capital Company V LLC Common Stock, par value $0.001 per share 1794 I By GC Investment Management LLC Common Stock, par value $0.001 per share 3493 I GEMS Associates LLC Common Stock, par value $0.001 per share 59223 I CDGQ LLC Common Stock, par value $0.001 per share 89945 D Due to his control of and ownership interest in GCI Development LLC, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity. On May 7, 2013, GCI Development LLC purchased an aggregate of 269,033 shares from Golub Capital Company IV, LLC at $17.47 per share. These shares will be held for the benefit of employees of Golub Capital and vest subject to certain adjustments as specified by the terms of the compensation arrangements. Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GCI Development LLC except to the extent of his pecuniary interest therein. Mr. Golub is a control person of Golub Capital LLC, the investment advisor of Golub Capital Company IV, LLC. On May 7, 2013, Golub Capital Company IV, LLC sold in block trades to two funds, for which an entity controlled by Mr. Golub serves as a non-discretionary sub-adviser, an aggregate of 57,241 shares of Common Stock at a price of $17.47 per share. Also on May 7, 2013, Golub Capital Company IV, LLC sold an aggregate of 707,567 shares of Common Stock at a price of $17.47to Golub Capital Employee Grant Program Rabbi Trust and GCI Development LLC. The shares purchased by these entities will be utilized for awarding incentive compensation to employees of Golub Capital. Golub Capital Company IV, LLC completed these sales because it is in the process of winding down and returning remaining capital to its limited partners. Mr. Golub is a control person of Golub Capital LLC, the investment advisor of Golub Capital Company VI LLC. Due to his control of and ownership interest in Golub Capital Company VI LLC, which directly owns 1,135,853 shares of Common Stock of the Issuer, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights to the Common Stock have been passed through to the members of Golub Capital Company VI LLC. Mr. Golub disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest therein. Mr. Golub is a control person of Golub Capital LLC, the investment advisor of Golub Capital Company V, LLC. Due to his control of and ownership interest in Golub Capital Company V LLC, which directly owns 2,291,784 shares of Common Stock of the Issuer, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights to the Common Stock have been passed through to the members of Golub Capital Company V LLC. Mr. Golub disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest therein. Due to his control of and ownership interest in GC Investment Management LLC, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity. These shares will be held for the benefit of employees of GC Investment Management LLC and vest subject to certain adjustments as specified by the terms of the compensation arrangements, Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GC Investment Management LLC except to the extent of his pecuniary interest therein. Mr. Golub is a control person of GEMS Associates LLC, the general partner of GEMS Fund, L.P. Due to his control of and ownership interest in GEMS Associates LLC, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity. The shares reported herein are directly beneficially owned by CDGQ LLC and are held for the benefit of his family trust. s/ David B. Golub 2013-05-09