0001225208-14-012432.txt : 20140508 0001225208-14-012432.hdr.sgml : 20140508 20140508145050 ACCESSION NUMBER: 0001225208-14-012432 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140506 FILED AS OF DATE: 20140508 DATE AS OF CHANGE: 20140508 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SI Financial Group, Inc. CENTRAL INDEX KEY: 0001500213 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 800643149 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 803 MAIN STREET CITY: WILLIMANTIC STATE: CT ZIP: 06226 BUSINESS PHONE: 860-423-4581 MAIL ADDRESS: STREET 1: 803 MAIN STREET CITY: WILLIMANTIC STATE: CT ZIP: 06226 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BROUILLARD RHEO A CENTRAL INDEX KEY: 0001298177 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54241 FILM NUMBER: 14824422 MAIL ADDRESS: STREET 1: C/O SI FINANCIAL GROUP, INC. STREET 2: 803 MAIN STREET CITY: WILLIMANTIC STATE: CT ZIP: 06226 4 1 doc4.xml X0306 4 2014-05-06 0001500213 SI Financial Group, Inc. SIFI 0001298177 BROUILLARD RHEO A 803 MAIN STREET WILLIMANTIC CT 06226 1 1 President & CEO Common Stock 2014-05-06 4 P 0 100.0000 11.6020 A 4699.0000 I By IRA Common Stock 34963.0000 D Common Stock 177.0000 I By 401(k) Common Stock 7002.0000 I By ESOP Common Stock 17500.0000 I By Performance Stock Award Common Stock 898.0000 I By Spouse Common Stock 2659.0000 I By Spouse's IRA Common Stock 15000.0000 I By Stock Award Stock Options 9.4000 2012-02-16 2021-02-16 Common Stock 10000.0000 10000.0000 D Stock Options 5.6800 2011-02-24 2020-02-24 Common Stock 8981.0000 8981.0000 D Stock Options 11.2500 2006-05-17 2015-05-17 Common Stock 89810.0000 89810.0000 D Stock Options 11.0100 2013-10-24 2022-10-24 Common Stock 50000.0000 50000.0000 D The performance stock award vests in four equal annual installments commencing on February 26, 2014 and in each case is subject to continued employment with the Company and the achievement of certain performance metrics. If such performance metrics have not been satisfied as of such dates the awards may vest on a subsequent vesting date if the tangible book value of the Company's common stock on that date equals or exceeds the value on the grant date. All unvested award shares after the fourth vesting date will be forfeited. Stock Awards granted pursuant to the SI Financial Group, Inc. 2012 Equity Incentive Plan vest in four equal annual installments commencing on October 24, 2013. Stock Options granted pursuant to the SI Financial Group, Inc. 2005 Equity Incentive Plan vest in five equal annual installments commencing on February 16, 2012. Stock Options granted pursuant to the SI Financial Group, Inc. 2005 Equity Incentive Plan vest in five equal annual installments commencing on February 24, 2011. Stock Options granted pursuant to the SI Financial Group, Inc. 2005 Equity Incentive Plan are fully vested and exercisable. Stock Options granted pursuant to the SI Financial Group, Inc. 2012 Equity Incentive Plan vest in five equal annual installments commencing on October 24, 2013. /s/ Rheo A. Brouillard 2014-05-08