0001225208-14-012432.txt : 20140508
0001225208-14-012432.hdr.sgml : 20140508
20140508145050
ACCESSION NUMBER: 0001225208-14-012432
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140506
FILED AS OF DATE: 20140508
DATE AS OF CHANGE: 20140508
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SI Financial Group, Inc.
CENTRAL INDEX KEY: 0001500213
STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035]
IRS NUMBER: 800643149
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 803 MAIN STREET
CITY: WILLIMANTIC
STATE: CT
ZIP: 06226
BUSINESS PHONE: 860-423-4581
MAIL ADDRESS:
STREET 1: 803 MAIN STREET
CITY: WILLIMANTIC
STATE: CT
ZIP: 06226
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BROUILLARD RHEO A
CENTRAL INDEX KEY: 0001298177
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-54241
FILM NUMBER: 14824422
MAIL ADDRESS:
STREET 1: C/O SI FINANCIAL GROUP, INC.
STREET 2: 803 MAIN STREET
CITY: WILLIMANTIC
STATE: CT
ZIP: 06226
4
1
doc4.xml
X0306
4
2014-05-06
0001500213
SI Financial Group, Inc.
SIFI
0001298177
BROUILLARD RHEO A
803 MAIN STREET
WILLIMANTIC
CT
06226
1
1
President & CEO
Common Stock
2014-05-06
4
P
0
100.0000
11.6020
A
4699.0000
I
By IRA
Common Stock
34963.0000
D
Common Stock
177.0000
I
By 401(k)
Common Stock
7002.0000
I
By ESOP
Common Stock
17500.0000
I
By Performance Stock Award
Common Stock
898.0000
I
By Spouse
Common Stock
2659.0000
I
By Spouse's IRA
Common Stock
15000.0000
I
By Stock Award
Stock Options
9.4000
2012-02-16
2021-02-16
Common Stock
10000.0000
10000.0000
D
Stock Options
5.6800
2011-02-24
2020-02-24
Common Stock
8981.0000
8981.0000
D
Stock Options
11.2500
2006-05-17
2015-05-17
Common Stock
89810.0000
89810.0000
D
Stock Options
11.0100
2013-10-24
2022-10-24
Common Stock
50000.0000
50000.0000
D
The performance stock award vests in four equal annual installments commencing on February 26, 2014 and in each case is subject to continued employment with the Company and the achievement of certain performance metrics. If such performance metrics have not been satisfied as of such dates the awards may vest on a subsequent vesting date if the tangible book value of the Company's common stock on that date equals or exceeds the value on the grant date. All unvested award shares after the fourth vesting date will be forfeited.
Stock Awards granted pursuant to the SI Financial Group, Inc. 2012 Equity Incentive Plan vest in four equal annual installments commencing on October 24, 2013.
Stock Options granted pursuant to the SI Financial Group, Inc. 2005 Equity Incentive Plan vest in five equal annual installments commencing on February 16, 2012.
Stock Options granted pursuant to the SI Financial Group, Inc. 2005 Equity Incentive Plan vest in five equal annual installments commencing on February 24, 2011.
Stock Options granted pursuant to the SI Financial Group, Inc. 2005 Equity Incentive Plan are fully vested and exercisable.
Stock Options granted pursuant to the SI Financial Group, Inc. 2012 Equity Incentive Plan vest in five equal annual installments commencing on October 24, 2013.
/s/ Rheo A. Brouillard
2014-05-08