X0306 4 2020-01-02 0 0000318673 SECURITY NATIONAL FINANCIAL CORP SNFCA 0001298129 MOODY H. CRAIG 11892 SOUTH BROOKGLEN DRIVE SANDY UT 84092 1 0 0 0 Class A Common Stock 2020-01-03 4 M 0 7757 5.89 A 42013 D Class A Common Stock 2020-01-03 4 M 0 1552 5.89 A 43565 D Director Stock Option (right to buy) 1.17 2010-12-03 4 A 0 7757 1.17 D 2011-03-03 2020-12-03 Class A Common Stock 7757 0 D Director Stock Option (right to buy) 1.17 2010-12-07 4 A 0 1552 1.17 D 2011-03-07 2020-12-07 Class A Common Stock 1552 0 D Director Stock Option (right to buy) 0.87 2011-12-02 4 A 0 7388 0.87 A 2012-03-02 2021-12-02 Class A Common Stock 7388 7388 D Director Stock Option (right to buy) 0.87 2011-12-07 4 A 0 1478 0.87 A 2012-03-07 2021-12-07 Class A Common Stock 1478 1478 D Director Stock Option (right to buy) 1.09 2012-04-13 4 A 0 7036 1.09 A 2012-07-13 2022-04-13 Class A Common Stock 7036 7036 D Director Stock Option (right to buy) 5.19 2012-12-07 4 A 0 1408 5.19 A 2013-03-07 2022-12-07 Class A Common Stock 1408 1408 D Director Stock Option (right to buy) 3.56 2013-12-06 4 A 0 6488 3.56 A 2014-03-06 2023-12-06 Class A Common Stock 6488 6488 D Director Stock Option (right to buy) 3.56 2013-12-07 4 A 0 1341 3.56 A 2014-03-07 2023-12-07 Class A Common Stock 1341 1341 D Director Stock Option (right to buy) 3.89 2014-12-05 4 A 0 6382 3.89 A 2015-03-05 2024-12-05 Class A Common Stock 6382 6382 D Director Stock Option (right to buy) 3.89 2014-12-07 4 A 0 1277 3.89 A 2015-03-07 2024-12-07 Class A Common Stock 1277 1277 D Director Stock Option (right to buy) 5.47 2015-12-04 4 A 0 6078 5.47 A 2016-03-04 2025-12-04 Class A Common Stock 6078 6078 D Director Stock Option (right to buy) 5.47 2015-12-07 4 A 0 1216 5.47 A 2016-03-07 2025-12-07 Class A Common Stock 1216 1216 D Director Stock Option (right to buy) 6.03 2016-12-02 4 A 0 5789 6.03 A 2017-03-02 2026-12-02 Class A Common Stock 5789 5789 D Director Stock Option (right to buy) 6.03 2016-12-07 4 A 0 1158 6.03 A 2017-03-07 2026-12-07 Class A Common Stock 1158 1158 D Director Stock Option (right to buy) 4.56 2017-12-01 4 A 0 1103 4.56 A 2018-03-01 2027-12-01 Class A Common Stock 1103 1103 D Director Stock Option (right to buy) 5.25 2018-11-30 4 A 0 5250 5.25 A 2019-02-28 2028-11-30 Class A Common Stock 5250 5250 D Director Stock Option (right to buy) 5.25 2018-11-30 4 A 0 1050 5.25 A 2019-02-28 2028-11-30 Class A Common Stock 1050 1050 D Director Stock Option (right to buy) 5.46 2019-12-06 4 A 0 5000 5.46 A 2020-03-06 2029-12-06 Class A Common Stock 5000 5000 D Director Stock Option (right to buy) 5.46 2019-12-06 4 A 0 1000 5.46 A 2020-03-06 2029-12-06 Class A Common Stock 1000 1000 D This option was granted on December 3, 2010 as an option for 5,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $1.83 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 plan to reflect 5% stock dividends paid on February 4, 2011, February 3, 2012, February 1, 2013, February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, and February 1, 2019. This option was granted on December 7, 2010 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $1.83 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 4, 2011, February 3, 2012, February 1, 2013, February 7, 2014, February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, and February 1, 2019. This option was granted on December 2, 2011 as an option for 5,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $1.30 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 3, 2012, February 1, 2013, February 7, 2014, February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, and February 1, 2019. This option was granted on December 7, 2011 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $1.24 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 3, 2012, February 1, 2013, February 7, 2014, February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, and February 1, 2019. This option was granted on April 13, 2012 as an option for 5,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $1.56 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 1, 2013, February 7, 2014, February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, and February 1, 2019. This option was granted on December 7, 2012 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $7.42 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 plan to reflect 5% stock dividends paid on February 1, 2013, February 7, 2014, February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, and February 1, 2019. This option was granted on December 6, 2013 as an option for 4,842 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 7, 2014, February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, and February 1, 2019. This option was granted on December 7, 2013 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 7, 2014, February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, and February 1, 2019. This option was granted on December 5, 2014 as an option for 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.02 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, and February 1, 2019. This option was granted on December 7, 2014 as an option for 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, and February 1, 2019. This option was granted on December 4, 2015 as an option for 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $6.72 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 5, 2016, February 3, 2017, February 2, 2018, and February 1, 2019. This option was granted on December 7, 2015 as an option for 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $6.72 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 5, 2016, February 3, 2017, February 2, 2018, and February 1, 2019. This option was granted on December 2, 2016 as an option for 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $7.03 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 3, 2017, February 2, 2018, and February 1, 2019. This option was granted on December 7, 2016 as an option for 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $7.36 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 3, 2017, February 2, 2018, and February 1, 2019. This option was granted on December 1, 2017 as an option for 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.05 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 2, 2018 and February 1, 2019. This option was granted on November 30, 2018 as an option for 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.52 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect a 5% stock dividend paid on February 1, 2019. This option was granted on November 30, 2018 as an option for 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.52 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect a 5% stock dividend paid on February 1, 2019. This option was granted on December 6, 2019 as an option for 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.46 per share. The option vests in four equal quarterly installments of Class A Common Stock, beginning on March 6, 2020, until such shares are fully vested. This option was granted on December 6, 2019 as an option for 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.46 per share. The option vests in four equal quarterly installments of Class A Common Stock, beginning on March 6, 2020, until such shares are fully vested. /s/H. Craig Moody 2020-01-03