X0306 4 2017-02-03 0 0000318673 SECURITY NATIONAL FINANCIAL CORP SNFCA 0001298129 MOODY H. CRAIG 11892 SOUTH BROOKGLEN DRIVE SANDY UT 84092 1 0 0 0 Class A Common Stock 2017-02-03 5 J 0 E 352 7.03 A 7394 D Class A Common Stock 2017-02-03 5 J 0 E 70 7.03 A 1477 D Director Stock Option (right to buy) 2.27 2007-12-07 4 A 0 1630 2.27 A 2008-12-07 2017-12-07 Class A Common Stock 1630 1630 D Director Stock Option (right to buy) 2.45 2008-03-31 4 A 0 3880 2.45 A 2009-03-31 2018-03-31 Class A Common Stock 3880 3880 D Director Stock Option (right to buy) 0.95 2008-12-05 4 A 0 7757 0.95 A 2009-12-05 2018-12-05 Class A Common Stock 7757 7757 D Director Stock Option (right to buy) 0.9 2008-12-07 4 A 0 1552 0.9 A 2009-12-07 2018-12-07 Class A Common Stock 1552 1552 D Director Stock Option (right to buy) 2.36 2009-12-04 4 A 0 7388 2.36 A 2010-12-04 2019-12-04 Class A Common Stock 7388 7388 D Director Stock Option (right to buy) 2.36 2009-12-07 4 A 0 1478 2.36 A 2010-12-07 2019-12-07 Class A Common Stock 1478 1478 D Director Stock Option (right to buy) 1.29 2010-12-03 4 A 0 7036 1.29 A 2011-12-03 2020-12-03 Class A Common Stock 7036 7036 D Director Stock Option (right to buy) 1.29 2010-12-07 4 A 0 1408 1.29 A 2011-12-07 2020-12-07 Class A Common Stock 1408 1408 D Director Stock Option (right to buy) 0.96 2011-12-02 4 A 0 6701 0.96 A 2012-12-02 2021-12-02 Class A Common Stock 6701 6701 D Director Stock Option (right to buy) 0.96 2011-12-07 4 A 0 1341 0.96 A 2012-12-07 2021-12-07 Class A Common Stock 1341 1341 D Director Stock Option (right to buy) 1.21 2012-04-13 4 A 0 6382 1.21 A 2013-04-13 2022-04-13 Class A Common Stock 6382 6382 D Director Stock Option (right to buy) 5.75 2012-12-07 4 A 0 1277 5.75 A 2013-12-07 2022-12-07 Class A Common Stock 1277 1277 D Director Stock Option (right to buy) 3.95 2013-12-06 4 A 0 5885 3.95 A 2014-12-06 2023-12-06 Class A Common Stock 5885 5885 D Director Stock Option (right to buy) 3.95 2013-12-07 4 A 0 1216 3.95 A 2014-12-07 2023-12-07 Class A Common Stock 1216 1216 D Director Stock Option (right to buy) 4.3 2014-12-05 4 A 0 5789 4.3 A 2015-12-05 2024-12-05 Class A Common Stock 5789 5789 D Director Stock Option (right to buy) 4.3 2014-12-07 4 A 0 1158 4.3 A 2015-12-07 2024-12-07 Class A Common Stock 1158 1158 D Director Stock Option (right to buy) 6.06 2015-12-04 4 A 0 5513 6.06 A 2016-12-04 2025-12-04 Class A Common Stock 5513 5513 D Director Stock Option (right to buy) 6.06 2015-12-07 4 A 0 1103 6.06 A 2016-12-07 2025-12-07 Class A Common Stock 1103 1103 D Director Stock Option (right to buy) 6.68 2016-12-02 4 A 0 5250 6.68 A 2017-12-02 2026-12-02 Class A Common Stock 5250 5250 D Director Stock Option (right to buy) 6.99 2016-12-07 4 A 0 1050 6.99 A 2017-12-07 2026-12-07 Class A Common Stock 1050 1050 D Received pursuant to a stock dividend paid on February 3, 2017. The reporting person disclaims ownership of these securities, and this report should not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or any other purpose. This option was granted on December 7, 2007 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $3.75 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 8, 2008, February 6, 2009, February 5, 2010, February 4, 2011, February 3, 2012, February 1, 2013, February 7, 2014, February 6, 2015, February 5, 2016 and February 3, 2017. This option was granted on March 31, 2008 as an option for 2,500 shares of Class A Common Stock under the 2006 Director Option Plan at an exercise price of $3.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 6, 2009, February 5, 2010, February 4, 2011, February 3, 2012, February 1, 2013, February 7, 2014, February 6, 2015, February 5, 2016 and February 3, 2017. This option was granted on December 5, 2008 as an option for 5,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $1.50 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 6, 2009, February 5, 2010, February 4, 2011, February 3, 2012, February 1, 2013, February 7, 2014, February 6, 2015, February 5, 2016 and February 3, 2017. This option was granted on December 7, 2008 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $1.41 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 6, 2009, February 5, 2010, February 4, 2011, February 3, 2012, February 1, 2013, February 7, 2014, February 6, 2015, February 5, 2016 and February 3, 2017. This option was granted on December 4, 2009 as an option for 5,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $3.52 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 5, 2010, February 4, 2011, February 3, 2012, February 1, 2013, February 7, 2014, February 6, 2015, February 5, 2016 and February 3, 2017. This option was granted on December 7, 2009 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $3.52 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect a 5% stock dividends paid on February 5, 2010, February 4, 2011, February 3, 2012, February 1, 2013, February 7, 2014, February 6, 2015, February 5, 2016 and February 3, 2017. This option was granted on December 3, 2010 as an option for 5,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $1.83 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 plan to reflect 5% stock dividends paid on February 4, 2011, February 3, 2012, February 1, 2013, February 6, 2015, February 5, 2016 and February 3, 2017. This option was granted on December 7, 2010 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $1.83 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 4, 2011, February 3, 2012, February 1, 2013, February 7, 2014, February 6, 2015, February 5, 2016 and February 3, 2017. This option was granted on December 2, 2011 as an option for 5,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $1.30 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 3, 2012, February 1, 2013, February 7, 2014, February 6, 2015, February 5, 2016 and February 3, 2017. This option was granted on December 7, 2011 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $1.24 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 3, 2012, February 1, 2013, February 7, 2014, February 6, 2015, February 5, 2016 and February 3, 2017. This option was granted on April 13, 2012 as an option for 5,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $1.56 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 1, 2013, February 7, 2014, February 6, 2015, February 5, 2016 and February 3, 2017. This option was granted on December 7, 2012 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $7.42 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 plan to reflect 5% stock dividends paid on February 1, 2013, February 7, 2014, February 6, 2015, February 5, 2016 and February 3, 2017. This option was granted on December 6, 2013 as an option for 4,842 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 7, 2014, February 6, 2015, February 5, 2016 and February 3, 2017. This option was granted on December 7, 2013 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 7, 2014, February 6, 2015, February 5, 2016 and February 3, 2017. This option was granted on December 5, 2014 as an option for 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.02 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015, February 5, 2016 and February 3, 2017. This option was granted on December 7, 2014 as an option for 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015, February 5, 2016 and February 3, 2017. This option was granted on December 4, 2015 as an option for 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $6.72 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 5, 2016 and February 3, 2017. This option was granted on December 7, 2015 as an option for 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $6.72 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 5, 2016 and February 3, 2017. This option was granted on December 2, 2016 as an option for 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $7.03 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 3, 2017. The option vests on December 2, 2017. This option was granted on December 7, 2016 as an option for 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $7.36 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 3, 2017. The option vests on December 7, 2017. /s/H. Craig Moody 2017-04-21