-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QzfBv4ED+bDtx9w0aYs6N2JcVufZ8c55L0oOGU5yy0QSwYM9AJ2UptrKeNZAtYl1 Cz+3bWShfjljG2uaf3rfbA== 0001209191-06-064282.txt : 20061212 0001209191-06-064282.hdr.sgml : 20061212 20061212170143 ACCESSION NUMBER: 0001209191-06-064282 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061208 FILED AS OF DATE: 20061212 DATE AS OF CHANGE: 20061212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Berkowitz Joanne Margaret CENTRAL INDEX KEY: 0001298081 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13664 FILM NUMBER: 061272163 BUSINESS ADDRESS: BUSINESS PHONE: (925) 658-7878 MAIL ADDRESS: STREET 1: THE PMI GROUP, INC. STREET 2: 3003 OAK ROAD CITY: WALNUT CREEK STATE: CA ZIP: 94597 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PMI GROUP INC CENTRAL INDEX KEY: 0000935724 STANDARD INDUSTRIAL CLASSIFICATION: SURETY INSURANCE [6351] IRS NUMBER: 943199675 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3003 OAK ROAD CITY: WALNUT CREEK STATE: CA ZIP: 94597-2098 BUSINESS PHONE: 925-658-7878 MAIL ADDRESS: STREET 1: 3003 OAK ROAD CITY: WALNUT CREEK STATE: CA ZIP: 94597-2098 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2006-12-08 0 0000935724 PMI GROUP INC PMI 0001298081 Berkowitz Joanne Margaret THE PMI GROUP, INC. 3003 OAK ROAD WALNUT CREEK CA 94597 0 1 0 0 EVP, Chief Ent Risk Ofcr Common Stock 2006-12-08 4 M 0 4000 30.63 A 0 D Common Stock 2006-12-08 4 M 0 4559 28.03 A 0 D Common Stock 2006-12-08 4 M 0 3000 23.61 A 0 I By Spouse Common Stock 2006-12-08 4 F 0 1513 46.80 D 0 I By Spouse Common Stock 2006-12-08 4 M 0 300 14.33 A 0 I By Spouse Common Stock 2006-12-08 4 F 0 91 46.80 D 0 I By Spouse Common Stock 2006-12-08 4 M 0 9800 18.88 A 0 I By Spouse Common Stock 2006-12-08 4 M 0 10000 28.79 A 0 I By Spouse Common Stock 2006-12-08 4 M 0 3890 28.03 A 0 I By Spouse Common Stock 2006-12-08 4 S 0 8559 46.91 D 0 D Common Stock 2006-12-08 4 S 0 28724 46.87 D 0 I By Spouse Employee Stock Option 30.63 2006-12-08 4 M 0 4000 0.00 D 2002-04-16 2011-04-16 Common Stock 4000 0 D Employee Stock Option 28.03 2006-12-08 4 M 0 4559 0.00 D 2004-02-19 2013-02-19 Common Stock 4559 0 D Employee Stock Option 23.61 2006-12-08 4 M 0 3000 0.00 D 1999-02-12 2008-02-12 Common Stock 3000 0 I By Spuose Employee Stock Option 46.80 2006-12-08 4 A 0 1513 0.00 A 2006-12-08 2008-02-12 Common Stock 1513 1513 I By Spouse Employee Stock Option 14.33 2006-12-08 4 M 0 300 0.00 D 2000-02-18 2009-02-18 Common Stock 300 0 I By Spouse Employee Stock Option 46.80 2006-12-08 4 A 0 91 0.00 A 2006-12-08 2009-02-18 Common Stock 91 91 I By Spouse Employee Stock Option 18.88 2006-12-08 4 M 0 9800 0.00 D 2001-02-17 2010-02-17 Common Stock 9800 0 I By Spouse Employee Stock Option 28.79 2006-12-08 4 M 0 10000 0.00 D 2002-02-06 2011-02-06 Common Stock 10000 0 I By Spouse Employee Stock Option 28.03 2006-12-08 4 M 0 3890 0.00 D 2004-02-19 2013-02-19 Common Stock 3890 0 I By Spouse See last row of Table I for total. The common stock shares were sold at the following prices: $46.61, $46.62, $46.63, $46.64, $46.68, $46.73, $46.76, $46.79, $46.80, $46.81, $46.82, $46.83, $46.85, $46.87, $46.88, $46.90, $46.93, $46.95, $46.97, $46.98, $47.00, $47.20. Reporting person's indirect holdings consist of 449 shares of Common Stock under The PMI Group, Inc. Savings and Profit-Sharing Plan and beneficial ownership of 449 shares of Common Stock held by Reporting person's spouse under the same plan. The common stock shares were sold at the following prices: $46.50, $46.51, $46.52, $46.53, $46.54, $46.55, $46.56, $46.57, $46.59, $46.61, $46.62, $46.63, $46.64, $46.65, $46.66, $46.68, $46.69, $46.70, $46.71, $46.73, $46.75, $46.79, $46.80, $46.81, $46.83, $46.84, $46.85, $46.87, $46.88, $46.90, $46.92, $46.93, $46.95, $46.97, $46.98, $47.00, $47.20, $47.24. Granted under The PMI Group, Inc. Equity Incentive Plan, exempt under Rule 16b-3. Stock options are exercisable in three equal installments on the first, second and third anniversaries of the grant. Not applicable. Granted under The PMI Group, Inc. Equity Incentive Plan, exempt under Rule 16b-3. Granted under The PMI Group, Inc. Equity Incentive Plan, exempt under Rule 16b-3. Stock options are immediately exercisable on the date of the grant. /s/ Joanne M. Berkowitz 2006-12-12 -----END PRIVACY-ENHANCED MESSAGE-----