0001415889-22-012920.txt : 20221222 0001415889-22-012920.hdr.sgml : 20221222 20221222124239 ACCESSION NUMBER: 0001415889-22-012920 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221221 FILED AS OF DATE: 20221222 DATE AS OF CHANGE: 20221222 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Barnes Randall C CENTRAL INDEX KEY: 0001298064 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-23702 FILM NUMBER: 221481137 MAIL ADDRESS: STREET 1: 2455 CORPORATE WEST DRIVE CITY: LISLE STATE: IL ZIP: 60187 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Guggenheim Active Allocation Fund CENTRAL INDEX KEY: 0001864208 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0531 BUSINESS ADDRESS: STREET 1: 227 W. MONROE STREET CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 800-345-7999 MAIL ADDRESS: STREET 1: 227 W. MONROE STREET CITY: CHICAGO STATE: IL ZIP: 60606 4 1 form4-12222022_051230.xml X0306 4 2022-12-21 0001864208 Guggenheim Active Allocation Fund GUG 0001298064 Barnes Randall C 227 W. MONROE STREET CHICAGO IL 60606 true false false true TRUSTEE Common Stock 2022-12-21 2022-12-21 4 P 0 2400 13.73 A 12095 D /s/ Randall C Barnes, by Mark E. Mathiasen Pursuant to a Power of Attorney 2022-12-22