0001179110-14-001635.txt : 20140131
0001179110-14-001635.hdr.sgml : 20140131
20140131170540
ACCESSION NUMBER: 0001179110-14-001635
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140130
FILED AS OF DATE: 20140131
DATE AS OF CHANGE: 20140131
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
CENTRAL INDEX KEY: 0001380936
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0531
BUSINESS ADDRESS:
STREET 1: 2455 CORPORATE WEST DRIVE
CITY: LISLE
STATE: IL
ZIP: 60532
BUSINESS PHONE: 630-505-3700
MAIL ADDRESS:
STREET 1: 2455 CORPORATE WEST DRIVE
CITY: LISLE
STATE: IL
ZIP: 60532
FORMER COMPANY:
FORMER CONFORMED NAME: CLAYMORE/GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
DATE OF NAME CHANGE: 20090630
FORMER COMPANY:
FORMER CONFORMED NAME: Claymore/Guggenheim Strategic Opportunities Fund
DATE OF NAME CHANGE: 20070605
FORMER COMPANY:
FORMER CONFORMED NAME: Claymore Strategic Opportunities Fund
DATE OF NAME CHANGE: 20061113
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Barnes Randall C
CENTRAL INDEX KEY: 0001298064
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-21982
FILM NUMBER: 14565537
MAIL ADDRESS:
STREET 1: 2455 CORPORATE WEST DRIVE
CITY: LISLE
STATE: IL
ZIP: 60187
4
1
edgar.xml
FORM 4 -
X0306
4
2014-01-30
0
0001380936
GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
GOF
0001298064
Barnes Randall C
2455 CORPORATE WEST DRIVE
LISLE
IL
60532
1
0
0
1
Trustee
Common Stock
2014-01-30
4
P
0
5
21.19
A
9101.902
I
Father's Roth IRA Account
Common Stock
2014-01-31
4
P
0
700
21.15
A
14343.44
D
/s/ Randall C. Barnes by Mark E. Mathiasen Pursuant to a Power of Attorney
2014-01-31
EX-24
2
poabarnes.txt
POWER OF ATTORNEY
The undersigned,
being a person required
to file a statement
under Section 16(a) of
the Securities Exchange
Act of 1934, as amended
(the '1934 Act'), with
respect to
Claymore/Guggenheim
Strategic Opportunities
Fund, a Delaware
statutory trust, hereby
authorizes, designates
and appoints Kevin M.
Robinson or Mark
Mathiasen to act as
attorney-in-fact to
execute and file
statements on Form 3,
Form 4 and Form 5 and
any successor forms
adopted by the
Securities Exchange
Commission, as required
by the 1934 Act and the
Investment Company Act
of 1940 and the rules
thereunder, and to
take such other actions
as such attorney-in-fact
may deem necessary or
appropriate in
connection with such
statements, hereby
confirming and ratifying
all actions that such
attorney-in-fact has
taken or may take in
reliance hereon. This
power of attorney shall
continue in effect until
the undersigned no
longer has an obligation
to file statements under
the section cited above,
or until specifically
terminated in writing by
the undersigned.
IN WITNESS WHEREOF,
the undersigned has duly
executed this power of
attorney on the 29th day
of May, 2008.
Signature
/s/ Randall C. Barnes