0001144204-19-011308.txt : 20190228 0001144204-19-011308.hdr.sgml : 20190228 20190228170109 ACCESSION NUMBER: 0001144204-19-011308 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190226 FILED AS OF DATE: 20190228 DATE AS OF CHANGE: 20190228 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kapoor Rohit CENTRAL INDEX KEY: 0001373630 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33089 FILM NUMBER: 19644509 MAIL ADDRESS: STREET 1: C/O EXLSERVICE HOLDINGS, INC. STREET 2: 350 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ExlService Holdings, Inc. CENTRAL INDEX KEY: 0001297989 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 820572194 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 280 PARK AVENUE STREET 2: 38TH FLOOR CITY: NEW YORK STATE: X1 ZIP: 10017 BUSINESS PHONE: (212) 277-7100 MAIL ADDRESS: STREET 1: 280 PARK AVENUE STREET 2: 38TH FLOOR CITY: NEW YORK STATE: X1 ZIP: 10017 4 1 tv514983_4.xml OWNERSHIP DOCUMENT X0306 4 2019-02-26 0 0001297989 ExlService Holdings, Inc. EXLS 0001373630 Kapoor Rohit 280 PARK AVENUE NEW YORK NY 10017 1 1 0 0 CEO & Vice Chairman Common Stock, par value $0.001 per share 2019-02-26 4 A 0 9375 A 267667 D Common Stock, par value $0.001 per share 40219 I See Footnote Common Stock, par value $0.001 per share 333185 I See Footnote Common Stock, par value $0.001 per share 177134 I See Footnote Common Stock, par value $0.001 per share 84000 I See Footnote Common Stock, par value $0.001 per share 84000 I See Footnote Restricted Stock Units 2019-02-26 4 M 0 9375 0 D Common Stock, par value $0.001 per share 9375 0 D estricted stock units of ExlService Holdings, Inc. convert into common stock, par value $0.001 per share on a one-for-one basis. Owned by the 2016 Kapoor Family Trust Created Under the Rohit Kapoor 2013 GRAT. Owned by the Rohit Kapoor 2012 Family Trust. Owned by the 2016 Kapoor Family Trust Created Under the Rohit Kapoor 2005 GRAT. Owned by the Rohit Kapoor Spousal Lifetime Access Trust. Owned by the Shikha Kapoor 2005 Family Trust. On February 26, 2015, the reporting person was granted 37,500 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. Twenty-five percent of the restricted stock units became vested on February 26, 2016, an additional twenty-five percent of the restricted stock units became vested on February 26, 2017, an additional twenty-five percent of the restricted stock units became vested on February 26, 2018, and the remaining balance of twenty-five percent of the restricted stock units became vested on February 26, 2019. Mr. Oseni is the Company's Head of Administration and Accounts. /s/ Lazbart Oseni, Attorney-in-Fact 2019-02-28