0001144204-19-010294.txt : 20190226 0001144204-19-010294.hdr.sgml : 20190226 20190226180057 ACCESSION NUMBER: 0001144204-19-010294 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190222 FILED AS OF DATE: 20190226 DATE AS OF CHANGE: 20190226 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BAGAI PAVAN CENTRAL INDEX KEY: 0001374134 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33089 FILM NUMBER: 19634837 MAIL ADDRESS: STREET 1: C/O EXLSERVICE HOLDINGS, INC. STREET 2: 350 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ExlService Holdings, Inc. CENTRAL INDEX KEY: 0001297989 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 820572194 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 280 PARK AVENUE STREET 2: 38TH FLOOR CITY: NEW YORK STATE: X1 ZIP: 10017 BUSINESS PHONE: (212) 277-7100 MAIL ADDRESS: STREET 1: 280 PARK AVENUE STREET 2: 38TH FLOOR CITY: NEW YORK STATE: X1 ZIP: 10017 4 1 tv514805_4.xml OWNERSHIP DOCUMENT X0306 4 2019-02-22 0 0001297989 ExlService Holdings, Inc. EXLS 0001374134 BAGAI PAVAN 280 PARK AVENUE NEW YORK NY 10017 0 1 0 0 President & COO Common Stock, par value $0.001 per share 2019-02-22 4 M 0 2650 A 44511 D Common Stock, par value $0.001 per share 2019-02-22 4 F 0 951 63.34 D 43560 D Common Stock, par value $0.001 per share 2019-02-23 4 M 0 2875 A 46435 D Common Stock, par value $0.001 per share 2019-02-23 4 F 0 1032 64.00 D 45403 D Common Stock, par value $0.001 per share 2019-02-24 4 M 0 3125 A 48528 D Common Stock, par value $0.001 per share 2019-02-24 4 F 0 1122 64.00 D 47406 D Restricted Stock Units 2019-02-22 4 M 0 2650 0 D Common Stock, par value $0.001 per share 2650 7950 D Restricted Stock Units 2019-02-23 4 M 0 2875 0 D Common Stock, par value $0.001 per share 2875 5750 D Restricted Stock Units 2019-02-24 4 M 0 3125 0 D Common Stock, par value $0.001 per share 3125 3125 D Restricted stock units of ExlService Holdings, Inc. (the "Company") convert into common stock, par value $0.001 per share (the "Common Stock") on a one-for-one basis. The reporting person's restricted stock units reported in this report vested on February 22, 2019. Pursuant to the Company's 2015 Amendment and Restatement of the 2006 Omnibus Award Plan, pursuant to which such restricted stock units were granted, the closing price of the Common Stock on the Nasdaq Global Select Market on the preceding day is used for purposes of computing tax reporting and withholding. The reporting person's restricted stock units reported in this report vested on February 23, 2019. Pursuant to the Company's 2015 Amendment and Restatement of the 2006 Omnibus Award Plan, pursuant to which such restricted stock units were granted, the closing price of the Common Stock on the Nasdaq Global Select Market on the preceding day is used for purposes of computing tax reporting and withholding. The reporting person's restricted stock units reported in this report vested on February 24, 2019. Pursuant to the Company's 2015 Amendment and Restatement of the 2006 Omnibus Award Plan, pursuant to which such restricted stock units were granted, the closing price of the Common Stock on the Nasdaq Global Select Market on the preceding day is used for purposes of computing tax reporting and withholding. On February 22, 2018, the reporting person was granted 10,600 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. 25 percent of the restricted stock units became vested on February 22, 2019, an additional 25 percent of the restricted stock units will vest on February 22, 2020, an additional 25 percent of the restricted stock units will vest on February 22, 2021, and the remaining balance of 25 percent of the restricted stock units will vest on February 22, 2022. On February 23, 2017, the reporting person was granted 11,500 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. 25 percent of the restricted stock units became vested on February 23, 2018, an additional 25 percent of the restricted stock units became vested on February 23, 2019, an additional 25 percent of the restricted stock units will vest on February 23, 2020, and the remaining balance of 25 percent of the restricted stock units will vest on February 23, 2021. On February 24, 2016, the reporting person was granted 12,500 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. 25 percent of the restricted stock units became vested on February 24, 2017, an additional 25 percent of the restricted stock units became vested on February 24, 2018, an additional 25 percent of the restricted stock units became vested on February 24, 2019, and the remaining balance of 25 percent of the restricted stock units will vest on February 24, 2020. Mr. Oseni is the Company's Head of Administration and Accounts. /s/ Lazbart Oseni, Attorney-in-Fact 2019-02-26