0001144204-19-009373.txt : 20190221 0001144204-19-009373.hdr.sgml : 20190221 20190221184313 ACCESSION NUMBER: 0001144204-19-009373 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180222 FILED AS OF DATE: 20190221 DATE AS OF CHANGE: 20190221 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Miglani Nalin Kumar CENTRAL INDEX KEY: 0001627017 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33089 FILM NUMBER: 19623470 MAIL ADDRESS: STREET 1: C/O EXLSERVICE HOLDINGS INC STREET 2: 280 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ExlService Holdings, Inc. CENTRAL INDEX KEY: 0001297989 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 820572194 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 280 PARK AVENUE STREET 2: 38TH FLOOR CITY: NEW YORK STATE: X1 ZIP: 10017 BUSINESS PHONE: (212) 277-7100 MAIL ADDRESS: STREET 1: 280 PARK AVENUE STREET 2: 38TH FLOOR CITY: NEW YORK STATE: X1 ZIP: 10017 4 1 tv514395_4.xml OWNERSHIP DOCUMENT X0306 4 2018-02-22 0 0001297989 ExlService Holdings, Inc. EXLS 0001627017 Miglani Nalin Kumar 280 PARK AVENUE NEW YORK NY 10017 0 1 0 0 EVP & Chief HR Officer Restricted Stock Units 2018-02-22 4 A 0 6410 0 A 2028-02-22 Common Stock, par value $0.001 per share 6410 6410 D Each restricted stock unit represents a contingent right to receive one share of the Company's common stock upon settlement. The restricted stock units will vest in four equal annual installments, beginning on February 22, 2019. Vesting will be accelerated upon certain termination of employment events and upon a "Change in Control" (as defined in the ExlService Holdings, Inc. 2015 Amendment and Restatement of the 2006 Omnibus Award Plan). Note: On February 22, 2018 the reporting person was also granted performance-based restricted stock units that are subject to material conditions beyond the reporting person's control, and, therefore, not considered derivative securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, and excluded from this report. Mr. Ayyappan is the Company's Senior Vice President & General Counsel/Corporate Secretary. /s/ Ajay Ayyappan, Attorney-in-Fact 2019-02-21