0001144204-17-051530.txt : 20171005 0001144204-17-051530.hdr.sgml : 20171005 20171005170026 ACCESSION NUMBER: 0001144204-17-051530 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171003 FILED AS OF DATE: 20171005 DATE AS OF CHANGE: 20171005 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kapoor Rohit CENTRAL INDEX KEY: 0001373630 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33089 FILM NUMBER: 171125156 MAIL ADDRESS: STREET 1: C/O EXLSERVICE HOLDINGS, INC. STREET 2: 350 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ExlService Holdings, Inc. CENTRAL INDEX KEY: 0001297989 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 820572194 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 280 PARK AVENUE STREET 2: 38TH FLOOR CITY: NEW YORK STATE: X1 ZIP: 10017 BUSINESS PHONE: (212) 277-7100 MAIL ADDRESS: STREET 1: 280 PARK AVENUE STREET 2: 38TH FLOOR CITY: NEW YORK STATE: X1 ZIP: 10017 4 1 v476504_4.xml OWNERSHIP DOCUMENT X0306 4 2017-10-03 0 0001297989 ExlService Holdings, Inc. EXLS 0001373630 Kapoor Rohit 280 PARK AVENUE NEW YORK NY 10017 1 1 0 0 CEO & Vice Chairman Common Stock, par value $0.001 per share 2017-10-03 4 M 0 7882 19.76 A 180568 D Common Stock, par value $0.001 per share 2017-10-03 4 S 0 7882 58.81 D 172686 D Common Stock, par value $0.001 per share 40219 I See Footnote Common Stock, par value $0.001 per share 333185 I See Footnote Common Stock, par value $0.001 per share 177134 I See Footnote Common Stock, par value $0.001 per share 84000 I See Footnote Common Stock, par value $0.001 per share 84000 I See Footnote Employee Stock Options (right to buy) 19.76 2017-10-03 4 M 0 7882 0 D 2021-02-03 Common Stock, par value $0.001 per share 7882 47500 D On October 3, 2017 the reporting person exercised previously issued options to purchase an aggregate of 7,882 shares of common stock of ExlService Holdings, Inc. Owned by Rohit Kapoor. This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person. This transaction was executed in multiple trades at prices ranging from $58.60 to $59.25 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Owned by the 2016 Kapoor Family Trust Created Under the Rohit Kapoor 2013 GRAT. Owned by the Rohit Kapoor 2016 Family Trust. Owned by the 2016 Kapoor Family Trust Created Under the Rohit Kapoor 2005 GRAT. Owned by the Rohit Kapoor Spousal Lifetime Access Trust. Owned by the Shikha Kapoor 2005 Family Trust. On February 3, 2011, the reporting person was granted 97, 500 stock options. 25 percent of these options became vested and exercisable on February 3, 2012, an additional 25 percent became vested and exercisable on February 3, 2013, an additional 25 percent became vested and exercisable on February 3, 2014, and the balance of 25 percent became vested and exercisable on February 3, 2015. Mr. Oseni is the Company's Head of Administration and Accounts. /s/ Lazbart Oseni, Attorney-in-Fact 2017-10-05