0001019687-13-001798.txt : 20130513 0001019687-13-001798.hdr.sgml : 20130513 20130513172059 ACCESSION NUMBER: 0001019687-13-001798 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130512 FILED AS OF DATE: 20130513 DATE AS OF CHANGE: 20130513 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hopkins II Samuel M CENTRAL INDEX KEY: 0001313929 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51129 FILM NUMBER: 13838408 MAIL ADDRESS: STREET 1: 901 E. BYRD STREET STREET 2: SUITE 1600 CITY: RICHMOND STATE: VA ZIP: 23219 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: James River Coal CO CENTRAL INDEX KEY: 0001297720 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE SURFACE MINING [1221] IRS NUMBER: 541602012 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 901 E. BYRD STREET STREET 2: SUITE 1600 CITY: RICHMOND STATE: VA ZIP: 23219 BUSINESS PHONE: 804-780-3000 MAIL ADDRESS: STREET 1: 901 E. BYRD STREET STREET 2: SUITE 1600 CITY: RICHMOND STATE: VA ZIP: 23219 4 1 hopkins_f4.xml OWNERSHIP DOCUMENT X0306 4 2013-05-12 0 0001297720 James River Coal CO JRCC 0001313929 Hopkins II Samuel M 901 E. BYRD STREET, SUITE 1600 RICHMOND VA 23219 0 1 0 0 VP & Chief Acctg. Off. Common Stock 2013-05-12 4 A 0 16666 0 A 113472 D These restricted shares will vest and become free of restrictions on May 25, 2016. /s/ Samuel M. Hopkins II 2013-05-13