0001019687-13-001797.txt : 20130513 0001019687-13-001797.hdr.sgml : 20130513 20130513172019 ACCESSION NUMBER: 0001019687-13-001797 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130512 FILED AS OF DATE: 20130513 DATE AS OF CHANGE: 20130513 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FlorJancic Ronald J CENTRAL INDEX KEY: 0001374186 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51129 FILM NUMBER: 13838398 MAIL ADDRESS: STREET 1: 901 E. BYRD STREET STREET 2: SUITE 1600 CITY: RICHMOND STATE: VA ZIP: 23219 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: James River Coal CO CENTRAL INDEX KEY: 0001297720 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE SURFACE MINING [1221] IRS NUMBER: 541602012 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 901 E. BYRD STREET STREET 2: SUITE 1600 CITY: RICHMOND STATE: VA ZIP: 23219 BUSINESS PHONE: 804-780-3000 MAIL ADDRESS: STREET 1: 901 E. BYRD STREET STREET 2: SUITE 1600 CITY: RICHMOND STATE: VA ZIP: 23219 4 1 florjancic_f4.xml OWNERSHIP DOCUMENT X0306 4 2013-05-12 0 0001297720 James River Coal CO JRCC 0001374186 FlorJancic Ronald J 901 E. BYRD ST. #1600 RICHMOND VA 23219 1 0 0 0 Stock Option (right to buy) 2.32 2013-05-12 4 A 0 6250 0 A 2023-05-12 Common Stock 6250 46250 D Based on the closing price for the Company's common stock as reported on the Nasdaq Global Select Market on May 10, 2013, the last trading day before issuance. One-third of these stock options vest and become exercisable on May 12, 2014, one third on May 12, 2015 and the remaining third on May 12, 2016. /s/ Samuel M. Hopkins II, attorney-in-fact for Ronald J. FlorJancic 2013-05-13