-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DW2mJDN9FhCpdvhG9JjK5VdF5wQuQIbiJvPZvlYfTd2gmP9fjeoC4Qs6yP82o9bc OvNil+ap5hUe7NAMmvN8/g== 0001019687-09-001973.txt : 20090527 0001019687-09-001973.hdr.sgml : 20090527 20090527181806 ACCESSION NUMBER: 0001019687-09-001973 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090525 FILED AS OF DATE: 20090527 DATE AS OF CHANGE: 20090527 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hopkins II Samuel M CENTRAL INDEX KEY: 0001313929 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51129 FILM NUMBER: 09855600 MAIL ADDRESS: STREET 1: 901 E. BYRD STREET STREET 2: SUITE 1600 CITY: RICHMOND STATE: VA ZIP: 23219 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: James River Coal CO CENTRAL INDEX KEY: 0001297720 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE SURFACE MINING [1221] IRS NUMBER: 541602012 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 901 E. BYRD STREET STREET 2: SUITE 1600 CITY: RICHMOND STATE: VA ZIP: 23219 BUSINESS PHONE: 804-780-3000 MAIL ADDRESS: STREET 1: 901 E. BYRD STREET STREET 2: SUITE 1600 CITY: RICHMOND STATE: VA ZIP: 23219 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2009-05-25 0001297720 James River Coal CO JRCC 0001313929 Hopkins II Samuel M 901 E. BYRD STREET SUITE 1600 RICHMOND, VA 23219 0 1 0 0 VP and Chief Accounting Off. Common Stock 2009-05-25 4 F 0 4470 20.73 D 59334 D Common Stock 2009-05-27 4 S 0 400 22.08 D 58934 D Common Stock 2009-05-27 4 S 0 200 22.0802 D 58734 D Common Stock 2009-05-27 4 S 0 100 22.0611 D 58634 D Common Stock 2009-05-27 4 S 0 400 22.06 D 58234 D Common Stock 2009-05-27 4 S 0 2900 22.05 D 55334 D Surrender of shares to the issuer in satisfaction of tax withholding obligations on shares of previously granted restricted stock. Represents open market sales partially to cover tax obligations in connection with the vesting of previously granted restricted stock. Actual tax obligations are expected to exceed the statutorily withheld amounts satisfied through shares surrendered to the issuer. /s/ Samuel M. Hopkins II 2009-05-27 -----END PRIVACY-ENHANCED MESSAGE-----