0000906344-11-000171.txt : 20111007 0000906344-11-000171.hdr.sgml : 20111007 20111007140921 ACCESSION NUMBER: 0000906344-11-000171 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111005 FILED AS OF DATE: 20111007 DATE AS OF CHANGE: 20111007 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: James River Coal CO CENTRAL INDEX KEY: 0001297720 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE SURFACE MINING [1221] IRS NUMBER: 541602012 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 901 E. BYRD STREET STREET 2: SUITE 1600 CITY: RICHMOND STATE: VA ZIP: 23219 BUSINESS PHONE: 804-780-3000 MAIL ADDRESS: STREET 1: 901 E. BYRD STREET STREET 2: SUITE 1600 CITY: RICHMOND STATE: VA ZIP: 23219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STEELHEAD NAVIGATOR MASTER, L.P. CENTRAL INDEX KEY: 0001385897 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51129 FILM NUMBER: 111131824 BUSINESS ADDRESS: STREET 1: C/O CITCO FUND SERVICES (BERMUDA) LTD STREET 2: 4TH FL.; MINTFLOWER PL., 8 PAR-LA-VILLE CITY: HAMILTON STATE: D0 ZIP: HM08 BUSINESS PHONE: 441-295-7149 MAIL ADDRESS: STREET 1: C/O CITCO FUND SERVICES (BERMUDA) LTD STREET 2: 4TH FL.; MINTFLOWER PL., 8 PAR-LA-VILLE CITY: HAMILTON STATE: D0 ZIP: HM08 FORMER NAME: FORMER CONFORMED NAME: STEELHEAD OFFSHORE CAPITAL, L.P. DATE OF NAME CHANGE: 20080520 FORMER NAME: FORMER CONFORMED NAME: STEELHEAD OFFSHORE CAPITAL LP DATE OF NAME CHANGE: 20070110 4 1 edgar.xml PRIMARY DOCUMENT X0304 4 2011-10-05 1 0001297720 James River Coal CO JRCC 0001385897 STEELHEAD NAVIGATOR MASTER, L.P. C/O CITCO FUND SERVICES (BERMUDA) LTD. 4TH FL. MINTFLOWER PL, 8 PAR-LA-VILLE RD HAMILTON HM 08 D0 BERMUDA 0 0 1 0 Common Stock 2011-10-05 4 S 0 358000 7.4619 D 3633882 D Common Stock 2011-10-06 4 S 0 98882 7.5559 D 3535000 D Steelhead Navigator Master, L.P.; By: Steelhead Partners, LLC, its Investment Manager; By: James Michael Johnston, its Member-Manager; /s/ James Michael Johnston 2011-10-07