-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WFSvlQJzMCbTG4+q9epRkkXg6Hsjh8QgFq3lA+6GVHKZ3cB/rkSm43aEARWpTF1e qRyyXt0HqsNBU1GriAovrQ== 0001209191-08-033126.txt : 20080527 0001209191-08-033126.hdr.sgml : 20080526 20080527170920 ACCESSION NUMBER: 0001209191-08-033126 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080404 FILED AS OF DATE: 20080527 DATE AS OF CHANGE: 20080527 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Specialty Underwriters Alliance, Inc. CENTRAL INDEX KEY: 0001297568 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 200432760 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 222 S. RIVERSIDE PLAZA CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: (312) 277-1600 MAIL ADDRESS: STREET 1: 222 S. RIVERSIDE PLAZA CITY: CHICAGO STATE: IL ZIP: 60606 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ferguson Gary J CENTRAL INDEX KEY: 0001300343 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50891 FILM NUMBER: 08861411 BUSINESS ADDRESS: BUSINESS PHONE: (469) 547-3031 MAIL ADDRESS: STREET 1: 8585 STEMMONS FREEWAY,SUITE 200, SOUTH STREET 2: TOWER CITY: DALLAS STATE: TX ZIP: 75247 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2008-04-04 0 0001297568 Specialty Underwriters Alliance, Inc. SUAI 0001300343 Ferguson Gary J 222 SOUTH RIVERSIDE PLAZA SUITE 1600 CHICAGO IL 60606 0 1 0 0 SVP $ Chief Claims Officer Restricted Stock Unit 2008-04-04 4 A 0 24000 0.00 A Common Stock 24000 24000 D Each restricted stock unit represents a contingent right to receive one share of Specialty Underwriters' Alliance, Inc. common stock. The restricted stock units vest in five equal annual installments beginning on 4/4/09. *Attorney-in-Fact under the Power of Attorney, dated November 10, 2004, incorporated by reference to Exhibit 24 to the Form 3 filed by Garry J. Ferguson on November 12, 2004, with the Securities and Exchange Commission. /s/ Scott Goodreau, Attorney-in-Fact* 2008-05-27 -----END PRIVACY-ENHANCED MESSAGE-----