-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OdL46EDqxXPdDilBI4AVzHYNdAySlidMJ4XvRPD6lbrQ3/psjw4dQjxXkPyV2zfo +6X92XsIcHhZ+ocBLYHnGg== 0001181431-08-039054.txt : 20080616 0001181431-08-039054.hdr.sgml : 20080616 20080616195421 ACCESSION NUMBER: 0001181431-08-039054 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080611 FILED AS OF DATE: 20080616 DATE AS OF CHANGE: 20080616 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DIGITAL ALLY INC CENTRAL INDEX KEY: 0001342958 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 200064269 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7311 W 130TH ST STREET 2: STE 170 CITY: OVERLAND PARK STATE: KS ZIP: 66213 BUSINESS PHONE: 913-232-5349 MAIL ADDRESS: STREET 1: 7311 W 130TH ST STREET 2: STE 170 CITY: OVERLAND PARK STATE: KS ZIP: 66213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kaplan Elliot M CENTRAL INDEX KEY: 0001296603 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33899 FILM NUMBER: 08901704 BUSINESS ADDRESS: BUSINESS PHONE: (816)221-3000 MAIL ADDRESS: STREET 1: 2405 GRAND BLVD., SUITE 900 CITY: KANSAS CITY STATE: MO ZIP: 64108 4 1 rrd211031.xml FORM 4 X0202 4 2008-06-11 0 0001342958 DIGITAL ALLY INC DGLY 0001296603 Kaplan Elliot M 7311 WEST 130TH STREET SUITE 170 OVERLAND PARK KS 66213 1 0 0 0 Common Stock 2008-06-11 4 S 0 1000 9.07 D 164000 D Common Stock 2008-06-12 4 S 0 4000 9.2695 D 160000 D Stock Option (Right to Buy) 2.15 2008-06-11 4 M 0 1000 0 D 2006-09-25 2016-09-30 Common Stock 1000 389000 D Stock Option (Right to Buy) 2.15 2008-06-12 4 M 0 4000 0 D 2006-09-25 2016-09-30 Common Stock 4000 385000 D The stock options exercised by the reporting person reported on this Form 4 vested as follows on 9/25/2006. The transactions reported above in Table I are made pursuant to a plan designed to comply with Rule 10b5-1 (c), which plan was previously adopted on June 2, 2008. The common stock sold was acquired on or before the actual date of sale upon the exercise of stock options evidenced by an agreement dated September 25, 2006. The exercise transaction is coded M in column 3 of Table I and reports in column 4 the number of shares issuable upon exercise of the option, together with the exercise price with Code A for acquired. The transaction is exempt from Section 16 (b) by reason of Rule 16b-3. The transaction reported in Table II above reflects the disposition of the same stock options whose exercise is disclosed in Table I above. The number of derivative securities owned after the transactions reported in column 9 of Table II above includes only stock options. /s/ Elliot Kaplan 2008-06-16 -----END PRIVACY-ENHANCED MESSAGE-----