-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Lwzt29Ds5We9qKpJB3UxmBlDaRpX0b2JAY8zYYvN+LMjaFdNQvmOvvcZBhiRhsQx 3c8lfW1Qp24pf5tTsXTmkw== 0001181431-08-032118.txt : 20080516 0001181431-08-032118.hdr.sgml : 20080516 20080516152341 ACCESSION NUMBER: 0001181431-08-032118 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080514 FILED AS OF DATE: 20080516 DATE AS OF CHANGE: 20080516 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DIGITAL ALLY INC CENTRAL INDEX KEY: 0001342958 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 200064269 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7311 W 130TH ST STREET 2: STE 170 CITY: OVERLAND PARK STATE: KS ZIP: 66213 BUSINESS PHONE: 913-232-5349 MAIL ADDRESS: STREET 1: 7311 W 130TH ST STREET 2: STE 170 CITY: OVERLAND PARK STATE: KS ZIP: 66213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kaplan Elliot M CENTRAL INDEX KEY: 0001296603 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33899 FILM NUMBER: 08842161 BUSINESS ADDRESS: BUSINESS PHONE: (816)221-3000 MAIL ADDRESS: STREET 1: 2405 GRAND BLVD., SUITE 900 CITY: KANSAS CITY STATE: MO ZIP: 64108 4 1 rrd207217.xml FORM 4 X0202 4 2008-05-14 0 0001342958 DIGITAL ALLY INC DGLY 0001296603 Kaplan Elliot M 7311 WEST 130TH STREET SUITE 170 OVERLAND PARK KS 66213 1 0 0 0 Common Stock 2008-05-14 4 M 0 20000 2.15 A 180000 D Stock Option (Right to Buy) 2.15 2008-05-14 4 M 0 20000 0 D 2006-09-25 2011-09-25 Common Stock 20000 390000 D The stock options exercised by the reporting person reported on this Form 4 vested as follows: 80,000 on 9/25/2006. The transactions reported above in Table I reflect the exercise of stock options evidenced by an agreement dated September 1, 2005. The exercise transaction is coded M in column 3 of Table I and reports in column 4 the number of shares issuable upon exercise of the option, together with the exercise price with Code A for acquired. The transaction is exempt from Section 16 (b) by reason of Rule 16b-3. The transaction reported in Table II above reflects the disposition of the same stock options whose exercise is disclosed in Table I above. The number of derivative securities owned after the transactions reported in column 9 of Table II above includes only stock options. /s/ Elliot Kaplan 2008-05-16 -----END PRIVACY-ENHANCED MESSAGE-----