-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VrnamWyyE8YdvquI1WZI52ddyvdd7eSuipUcmilUCHVJxxp+Ga+MCxw7c0tXg9OU ZDhFswUb2W1EyxEIB/iLEw== 0001181431-07-061850.txt : 20071011 0001181431-07-061850.hdr.sgml : 20071011 20071011131433 ACCESSION NUMBER: 0001181431-07-061850 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070503 FILED AS OF DATE: 20071011 DATE AS OF CHANGE: 20071011 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DIGITAL ALLY INC CENTRAL INDEX KEY: 0001342958 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 000000000 BUSINESS ADDRESS: STREET 1: 4831 WEST 136TH ST #300 CITY: LEAWOOD STATE: KS ZIP: 66224 BUSINESS PHONE: 913-814-7774 MAIL ADDRESS: STREET 1: 4831 WEST 136TH ST #300 CITY: LEAWOOD STATE: KS ZIP: 66224 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kaplan Elliot M CENTRAL INDEX KEY: 0001296603 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-52620 FILM NUMBER: 071166879 BUSINESS ADDRESS: BUSINESS PHONE: (816)221-3000 MAIL ADDRESS: STREET 1: 2405 GRAND BLVD., SUITE 900 CITY: KANSAS CITY STATE: MO ZIP: 64108 3 1 rrd174886.xml FORM 3 X0202 3 2007-05-03 0 0001342958 DIGITAL ALLY INC DGLY 0001296603 Kaplan Elliot M 7304 WEST 130TH SUITE 290 OVERLAND PARK KS 66213 1 0 0 0 Common Stock 10000 D Stock Option (Option to Buy) 1.00 2015-09-21 Common Stock 150000 D Stock Option (Option to Buy) 2.15 2011-09-25 Common Stock 160000 D Stock Option (Option to Buy) 1.60 2017-03-01 Common Stock 200000 D Represents 150,000 options to purchase shares of Common Stock of the Company granted pursuant to the Digital Ally, Inc. 2005 Stock Option and Restricted Stock Plan. Fully exercisable as of the filing of this Form 3. Represents 160,000 options to purchase shares of Common Stock of the Company granted pursuant to the Digital Ally, Inc. 2006 Stock Option and Restricted Stock Plan. Of the 160,000 options, 80,000 vested on the grant date of September 25, 2006 and 80,000 vested on September 25, 2007. Represents 200,000 options to purchase shares of Common Stock of the Company granted pursuant to the Digital Ally, Inc. 2007 Stock Option and Restricted Stock Plan. These options vests in equal parts on October 1, 2007, April 1, 2008, and October 1, 2008, provided that Mr. Kaplan is then serving as a member of the Board of Directors of the Company. /s/ Elliot M. Kaplan 2007-10-04 -----END PRIVACY-ENHANCED MESSAGE-----