0001179110-16-021896.txt : 20160318
0001179110-16-021896.hdr.sgml : 20160318
20160318123025
ACCESSION NUMBER: 0001179110-16-021896
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160310
FILED AS OF DATE: 20160318
DATE AS OF CHANGE: 20160318
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TOP SHIPS INC.
CENTRAL INDEX KEY: 0001296484
STANDARD INDUSTRIAL CLASSIFICATION: DEEP SEA FOREIGN TRANSPORTATION OF FREIGHT [4412]
IRS NUMBER: 000000000
BUSINESS ADDRESS:
STREET 1: 1, VASSILISSIS SOFIAS STR. & MEG.
STREET 2: ALEXANDROU STR.
CITY: 151 24, MAROUSSI
STATE: J3
ZIP: 00000
BUSINESS PHONE: 011-30-210-81-28-107
MAIL ADDRESS:
STREET 1: 1, VASSILISSIS SOFIAS STR. & MEG.
STREET 2: ALEXANDROU STR.
CITY: 151 24, MAROUSSI
STATE: J3
ZIP: 00000
FORMER COMPANY:
FORMER CONFORMED NAME: TOP TANKERS INC.
DATE OF NAME CHANGE: 20040706
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ronin Capital, LLC
CENTRAL INDEX KEY: 0001512282
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-50859
FILM NUMBER: 161515360
BUSINESS ADDRESS:
STREET 1: 350 N. ORLEANS, SUITE 2N
CITY: CHICAGO
STATE: IL
ZIP: 60654
BUSINESS PHONE: 312-244-5284
MAIL ADDRESS:
STREET 1: 350 N. ORLEANS, SUITE 2N
CITY: CHICAGO
STATE: IL
ZIP: 60654
3
1
edgar.xml
FORM 3 -
X0206
3
2016-03-10
0
0001296484
TOP SHIPS INC.
TOPS
0001512282
Ronin Capital, LLC
350 N. ORLEANS STREET
SUITE 2N
CHICAGO
IL
60654-1975
0
0
1
0
Common Stock
83497
D
Warrants to Purchase Common Stock
2.80
2014-06-11
2019-06-11
Common Stock
558036
D
On March 10, 2016, the reporting person received written notification from the issuer of anti-dilution adjustments to certain warrants held by the reporting person that resulted in the reporting person's beneficial ownership of the issuer's common equity increasing from approximately 4.6% to approximately 16.0%.
/s/ Agnes Burda, authorized signatory
2016-03-18