0001062993-23-022328.txt : 20231211
0001062993-23-022328.hdr.sgml : 20231211
20231211161949
ACCESSION NUMBER: 0001062993-23-022328
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231207
FILED AS OF DATE: 20231211
DATE AS OF CHANGE: 20231211
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Dalvey David
CENTRAL INDEX KEY: 0001296457
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38207
FILM NUMBER: 231478403
MAIL ADDRESS:
STREET 1: C/O BLUE ROCK ADVISORS, INC.
STREET 2: 80 SOUTH EIGHTH STREET SUITE 3915
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Celcuity Inc.
CENTRAL INDEX KEY: 0001603454
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MEDICAL LABORATORIES [8071]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 16305 36TH AVENUE N
STREET 2: SUITE 100
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55446
BUSINESS PHONE: 763-392-0767
MAIL ADDRESS:
STREET 1: 16305 36TH AVENUE N
STREET 2: SUITE 100
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55446
FORMER COMPANY:
FORMER CONFORMED NAME: Celcuity LLC
DATE OF NAME CHANGE: 20140324
4
1
form4.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0508
4
2023-12-07
0001603454
Celcuity Inc.
CELC
0001296457
Dalvey David
16305 36TH AVENUE NORTH
SUITE 100
MINNEAPOLIS
MN
55446
1
0
0
0
0
Common Stock
2023-12-07
4
S
0
5000
14.85
D
245000
I
By Brightstone Venture Capital Fund, LP
Common Stock
2023-12-08
4
S
0
5000
15.00
D
240000
I
By Brightstone Venture Capital Fund, LP
Common Stock
9325
D
Stock Option (right to buy)
5.50
2027-10-19
Common Stock
8200
8200
D
Stock Option (right to buy)
5.50
2028-05-14
Common Stock
3201
3201
D
Stock Option (right to buy)
5.50
2029-05-16
Common Stock
5054
5054
D
Stock Option (right to buy)
5.1000
2030-05-14
Common Stock
12654
12654
D
Stock Option (right to buy)
5.50
2031-05-12
Common Stock
2310
2310
D
Stock Option (right to buy)
5.50
2032-05-17
Common Stock
24449
24449
D
Stock Option (right to buy)
9.58
2033-05-15
Common Stock
11645
11645
D
The Reporting Person is the General Partner of Brightstone Venture Capital Fund, LP.
100% vested.
This Option will vest and become exercisable on April 30, 2024, or if earlier, the date of the Company's 2024 Annual Meeting of Stockholders.
/s/ Eric O. Madson as Attorney-in-Fact for David F. Dalvey pursuant to Power of Attorney previously filed.
2023-12-11