0001062993-23-022328.txt : 20231211 0001062993-23-022328.hdr.sgml : 20231211 20231211161949 ACCESSION NUMBER: 0001062993-23-022328 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231207 FILED AS OF DATE: 20231211 DATE AS OF CHANGE: 20231211 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dalvey David CENTRAL INDEX KEY: 0001296457 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38207 FILM NUMBER: 231478403 MAIL ADDRESS: STREET 1: C/O BLUE ROCK ADVISORS, INC. STREET 2: 80 SOUTH EIGHTH STREET SUITE 3915 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Celcuity Inc. CENTRAL INDEX KEY: 0001603454 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MEDICAL LABORATORIES [8071] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 16305 36TH AVENUE N STREET 2: SUITE 100 CITY: MINNEAPOLIS STATE: MN ZIP: 55446 BUSINESS PHONE: 763-392-0767 MAIL ADDRESS: STREET 1: 16305 36TH AVENUE N STREET 2: SUITE 100 CITY: MINNEAPOLIS STATE: MN ZIP: 55446 FORMER COMPANY: FORMER CONFORMED NAME: Celcuity LLC DATE OF NAME CHANGE: 20140324 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0508 4 2023-12-07 0001603454 Celcuity Inc. CELC 0001296457 Dalvey David 16305 36TH AVENUE NORTH SUITE 100 MINNEAPOLIS MN 55446 1 0 0 0 0 Common Stock 2023-12-07 4 S 0 5000 14.85 D 245000 I By Brightstone Venture Capital Fund, LP Common Stock 2023-12-08 4 S 0 5000 15.00 D 240000 I By Brightstone Venture Capital Fund, LP Common Stock 9325 D Stock Option (right to buy) 5.50 2027-10-19 Common Stock 8200 8200 D Stock Option (right to buy) 5.50 2028-05-14 Common Stock 3201 3201 D Stock Option (right to buy) 5.50 2029-05-16 Common Stock 5054 5054 D Stock Option (right to buy) 5.1000 2030-05-14 Common Stock 12654 12654 D Stock Option (right to buy) 5.50 2031-05-12 Common Stock 2310 2310 D Stock Option (right to buy) 5.50 2032-05-17 Common Stock 24449 24449 D Stock Option (right to buy) 9.58 2033-05-15 Common Stock 11645 11645 D The Reporting Person is the General Partner of Brightstone Venture Capital Fund, LP. 100% vested. This Option will vest and become exercisable on April 30, 2024, or if earlier, the date of the Company's 2024 Annual Meeting of Stockholders. /s/ Eric O. Madson as Attorney-in-Fact for David F. Dalvey pursuant to Power of Attorney previously filed. 2023-12-11