-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QeviGgtI26RlnRwtfsbbtwdyY60FmwHta9Vcxv2YwzICHP5myewForSWCA2NTqg0 MnCF3pv5jklvsn9ObK3G9A== 0001193125-10-088632.txt : 20100421 0001193125-10-088632.hdr.sgml : 20100421 20100421124138 ACCESSION NUMBER: 0001193125-10-088632 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20100421 DATE AS OF CHANGE: 20100421 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TENGION INC CENTRAL INDEX KEY: 0001296391 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 200214813 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-85434 FILM NUMBER: 10761133 BUSINESS ADDRESS: STREET 1: 2900 POTSHOP LANE STREET 2: SUITE 100 CITY: EAST NORRITON STATE: PA ZIP: 19403 BUSINESS PHONE: 267-960-4800 MAIL ADDRESS: STREET 1: 2900 POTSHOP LANE STREET 2: SUITE 100 CITY: EAST NORRITON STATE: PA ZIP: 19403 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BROOKSIDE CAPITAL PARTNERS FUND LP CENTRAL INDEX KEY: 0001028348 IRS NUMBER: 043313066 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 111 HUNTINGTON AVENUE STREET 2: 617-516-2000 CITY: BOSTON STATE: MA ZIP: 02199 BUSINESS PHONE: 617-516-2000 MAIL ADDRESS: STREET 1: 111 HUNTINGTON AVENUE CITY: BOSTON STATE: MA ZIP: 02199 SC 13G 1 dsc13g.htm SCHEDULE 13G Schedule 13G

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G

(Rule 13d-102)

Information Statement Pursuant to Rules 13d-1 and 13d-2

Under the Securities Exchange Act of 1934

(Amendment No.     )*

 

 

Tengion, Inc.

(Name of issuer)

 

 

Common Stock, par value $0.001 per share

(Title of class of securities)

n/a

(CUSIP number)

April 9, 2010

(Date of event which requires filing of this statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

¨ Rule 13d-1(b)

x Rule 13d-1(c)

¨ Rule 13d-1(d)

 

*   The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 

 

Page 1 of 5 Pages


   13G    Page 2 of 5 Pages

 

 

CUSIP No. 03822W406

 

  1.   

Name of reporting person

 

    Brookside Capital Partners Fund, L.P.

  2.  

Check the appropriate box if a member of a group*

(a)  ¨        (b)   ¨

 

  3.  

SEC use only

 

  4.  

Citizenship or place of organization

 

    Delaware

Number of

shares

beneficially

owned by

each

reporting

person

with

   5.    

Sole voting power

 

    As of April 9, 2010 – 696,914 shares

   6.   

Shared voting power

 

    0

   7.   

Sole dispositive power

 

    As of April 9, 2010 – 696,914 shares

   8.   

Shared dispositive power

 

    0

  9.

 

Aggregate amount beneficially owned by each reporting person

 

    As of April 9, 2010 – 696,914 shares

10.

 

Check box if the aggregate amount in Row (9) excludes certain shares  ¨

 

11.

 

Percent of class represented by amount in Row (9)

 

    As of April 9, 2010 – 5.64%

12.

 

Type of reporting person

 

    PN

 

Page 2 of 5 Pages


Item 1  

(a).

   Name of Issuer      
     The name of the issuer to which this filing on Schedule 13G relates is Tengion, Inc.      
Item 1  

(b).

   Address of Issuer’s Principal Executive Offices      
     The principal executive offices of the Company are located at 2900 Potshop Lane, East Norriton, Pennsylvania 19403.      
Item 2  

(a).

   Name of Person Filing      
     This Statement is being filed on behalf of Brookside Capital Partners Fund, L.P., a Delaware limited partnership (the “Brookside Fund”). Brookside Capital Investors, L.P., a Delaware limited partnership (“Brookside Investors”) is the sole general partner of the Brookside Fund. Brookside Capital Management, LLC, a Delaware limited liability company (“Brookside Management”), is the sole general partner of Brookside Investors. Mr. Domenic J. Ferrante is the sole managing member of Brookside Management.      
Item 2  

(b).

   Address of Principal Business Office or, if none, Residence      
     The principal business address of each of the Brookside Fund, Brookside Investors, Brookside Management and Mr. Ferrante is 111 Huntington Avenue, Boston, Massachusetts 02199.      
Item 2  

(c).

   Citizenship      
     Each of the Brookside Fund, Brookside Investors and Brookside Management is organized under the laws of the State of Delaware. Mr. Ferrante is a citizen of the United States.      
Item 2  

(d).

   Title of Class of Securities      
     The class of equity securities of the Company to which this filing on Schedule 13G relates is Common Stock (“Common Stock”), $0.01 par value.      
Item 2  

(e).

   CUSIP Number      
     The CUSIP number of the Company’s Common Stock is not available as of the date of this filing.      
Item 3.   If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: Not applicable.   
  (a)    ¨    Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
  (b)    ¨    Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 73c).
  (c)    ¨    Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
  (d)    ¨    Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).
  (e)    ¨    An investment adviser in accordance with §13d-1(b)(1)(ii)(E).
  (f)    ¨    An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F).
  (g)    ¨    A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G).
  (h)    ¨    A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813).
  (i)    ¨    A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3).
  (j)    ¨    Group, in accordance with §240.13d-1(b)(1)(ii)(J).
     x    If this statement is filed pursuant to §240.13d-1(c), check this box.

 

Page 3 of 5 Pages


Item 4.       Ownership
Item 4    (a).    Amount beneficially owned
      As of the close of business on April 9, 2010, the Brookside Fund beneficially owned 696,914 shares of Common Stock. The Brookside Fund acts by and through its general partner, Brookside Investors. Brookside Investors acts by and through its general partner, Brookside Management. Mr. Domenic J. Ferrante is the managing member of Brookside Management and thus is the controlling person of Brookside Management. No person other than the respective owner referred to herein of the Common Stock is known to have the right to receive or the power to direct the receipt of dividends from or the proceeds from the sale of such Common Stock.
Item 4    (b).    Percent of Class
      As of the close of business on April 9, 2010, the Brookside Fund was the beneficial owner of 5.64% of the Common Stock of the Company. The aggregate percentage of Common Stock reported owned by the Brookside Fund is based upon 12,353,535 shares of Common Stock outstanding, which is the total number of shares of Common Stock outstanding as of December 31, 2009, based on representations made in the Company’s Form 424B1 filed on April 12, 2010 with the Securities and Exchange Commission.
Item 4    (c).    Number of shares as to which such person has:
      (i)    sole power to vote or to direct the vote:    696,914 Shares as of April 9, 2010   
      (ii)    shared power to vote or to direct the vote:    0   
      (iii)    sole power to dispose or to direct the disposition of:    696,914 Shares as of April 9, 2010   
      (iv)    shared power to dispose or to direct the disposition of:    0   
Item 5.    Ownership of Five Percent or Less of a Class
   Not Applicable.
Item 6.    Ownership of More than Five Percent on Behalf of Another Person
   Not Applicable.
Item 7.    Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company:
   Not Applicable.
Item 8.    Identification and Classification of Members of the Group      
   Not Applicable.
Item 9.    Notice of Dissolution of Group      
   Not Applicable.
Item 10.    Certification      
   By signing below, the undersigned certifies that, to the best of its knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 

Page 4 of 5 Pages


Dated: April 21, 2010

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete, and correct.

 

BROOKSIDE CAPITAL PARTNERS FUND, L.P.

By:  

      /s/ Domenic J. Ferrante

  Name: Domenic J. Ferrante
  Title: Managing Director
-----END PRIVACY-ENHANCED MESSAGE-----