0001144204-13-047134.txt : 20130820
0001144204-13-047134.hdr.sgml : 20130820
20130820170352
ACCESSION NUMBER: 0001144204-13-047134
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130816
FILED AS OF DATE: 20130820
DATE AS OF CHANGE: 20130820
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Prestige Brands Holdings, Inc.
CENTRAL INDEX KEY: 0001295947
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 201297589
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 660 WHITE PLAINS RD.
CITY: TARRYTOWN
STATE: NY
ZIP: 10591
BUSINESS PHONE: (914) 524-6800
MAIL ADDRESS:
STREET 1: 660 WHITE PLAINS RD.
CITY: TARRYTOWN
STATE: NY
ZIP: 10591
FORMER COMPANY:
FORMER CONFORMED NAME: Prestige Household Brands, Inc.
DATE OF NAME CHANGE: 20040630
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lombardi Ronald M.
CENTRAL INDEX KEY: 0001507111
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32433
FILM NUMBER: 131051309
MAIL ADDRESS:
STREET 1: 660 WHITE PLAINS RD., SUITE 205
CITY: TARRYTOWN
STATE: NY
ZIP: 10591
4
1
v353402_4.xml
OWNERSHIP DOCUMENT
X0306
4
2013-08-16
0
0001295947
Prestige Brands Holdings, Inc.
PBH
0001507111
Lombardi Ronald M.
660 WHITE PLAINS RD., SUITE 205
TARRYTOWN
NY
10591
0
1
0
0
Chief Financial Officer
Common Stock, par value $0.01 per share
2013-08-16
4
M
0
9828
11.27
A
106004
D
Common Stock, par value $0.01 per share
2013-08-16
4
S
0
9828
31.77
D
96176
D
Employee Stock Option (right to buy)
11.27
2013-08-16
4
M
0
9828
0
D
2021-05-09
Common Stock
9828
41809
D
Reflects the weighted average sale price. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price
The range of prices for such transaction is $31.75 to $31.90.
The option vests in three approximately equal annual installments beginning on May 10, 2012.
/s/ Ronald M. Lombardi
2013-08-20