0001144204-13-047134.txt : 20130820 0001144204-13-047134.hdr.sgml : 20130820 20130820170352 ACCESSION NUMBER: 0001144204-13-047134 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130816 FILED AS OF DATE: 20130820 DATE AS OF CHANGE: 20130820 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Prestige Brands Holdings, Inc. CENTRAL INDEX KEY: 0001295947 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 201297589 FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 660 WHITE PLAINS RD. CITY: TARRYTOWN STATE: NY ZIP: 10591 BUSINESS PHONE: (914) 524-6800 MAIL ADDRESS: STREET 1: 660 WHITE PLAINS RD. CITY: TARRYTOWN STATE: NY ZIP: 10591 FORMER COMPANY: FORMER CONFORMED NAME: Prestige Household Brands, Inc. DATE OF NAME CHANGE: 20040630 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lombardi Ronald M. CENTRAL INDEX KEY: 0001507111 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32433 FILM NUMBER: 131051309 MAIL ADDRESS: STREET 1: 660 WHITE PLAINS RD., SUITE 205 CITY: TARRYTOWN STATE: NY ZIP: 10591 4 1 v353402_4.xml OWNERSHIP DOCUMENT X0306 4 2013-08-16 0 0001295947 Prestige Brands Holdings, Inc. PBH 0001507111 Lombardi Ronald M. 660 WHITE PLAINS RD., SUITE 205 TARRYTOWN NY 10591 0 1 0 0 Chief Financial Officer Common Stock, par value $0.01 per share 2013-08-16 4 M 0 9828 11.27 A 106004 D Common Stock, par value $0.01 per share 2013-08-16 4 S 0 9828 31.77 D 96176 D Employee Stock Option (right to buy) 11.27 2013-08-16 4 M 0 9828 0 D 2021-05-09 Common Stock 9828 41809 D Reflects the weighted average sale price. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price The range of prices for such transaction is $31.75 to $31.90. The option vests in three approximately equal annual installments beginning on May 10, 2012. /s/ Ronald M. Lombardi 2013-08-20