0001144204-13-046612.txt : 20130816 0001144204-13-046612.hdr.sgml : 20130816 20130816170038 ACCESSION NUMBER: 0001144204-13-046612 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130814 FILED AS OF DATE: 20130816 DATE AS OF CHANGE: 20130816 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Prestige Brands Holdings, Inc. CENTRAL INDEX KEY: 0001295947 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 201297589 FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 660 WHITE PLAINS RD. CITY: TARRYTOWN STATE: NY ZIP: 10591 BUSINESS PHONE: (914) 524-6800 MAIL ADDRESS: STREET 1: 660 WHITE PLAINS RD. CITY: TARRYTOWN STATE: NY ZIP: 10591 FORMER COMPANY: FORMER CONFORMED NAME: Prestige Household Brands, Inc. DATE OF NAME CHANGE: 20040630 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lombardi Ronald M. CENTRAL INDEX KEY: 0001507111 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32433 FILM NUMBER: 131046010 MAIL ADDRESS: STREET 1: 660 WHITE PLAINS RD., SUITE 205 CITY: TARRYTOWN STATE: NY ZIP: 10591 4 1 v353153_4.xml OWNERSHIP DOCUMENT X0306 4 2013-08-14 0 0001295947 Prestige Brands Holdings, Inc. PBH 0001507111 Lombardi Ronald M. 660 WHITE PLAINS RD. TARRYTOWN NY 10591 0 1 0 0 Chief Financial Officer Common Stock, par value $0.01 per share 2013-08-14 4 M 0 5811 13.24 A 101987 D Common Stock, par value $0.01 per share 2013-08-14 4 S 0 5811 32.00 D 96176 D Common Stock, par value $0.01 per share 2013-08-14 4 M 0 18025 11.27 A 114201 D Common Stock, par value $0.01 per share 2013-08-14 4 S 0 18025 32.00 D 96176 D Employee Stock Option (right to buy) 13.24 2013-08-14 4 M 0 5811 0 D 2022-05-09 Common Stock 5811 52367 D Employee Stock Option (right to buy) 11.27 2013-08-14 4 M 0 18025 0 D 2021-05-09 Common Stock 18025 51637 D The option vests in three approximately equal annual installments beginning on May 9, 2013. The option vests in three approximately equal annual installments beginning on May 10, 2012. /s/ Ronald M. Lombardi by Samuel C. Cowley, pursuant to power of attorney dated May 8, 2012 on file with the Commission 2013-08-16