X0306 4 2012-07-05 0 0000866970 LIGHTING SCIENCE GROUP CORP LSCG 0001295286 Maxik Fred C/O LIGHTING SCIENCE GROUP CORPORATION BUILDING 2A, 1227 SOUTH PATRICK DRIVE SATELLITE BEACH FL 32937 0 1 0 0 Chief Technology Officer Options (Right to Buy) 1.34 2012-07-05 4 A 0 933333 0 A 2013-07-05 2022-07-05 Option:Common Stock 933333 2683333 D These options were granted to Mr. Maxik pursuant to the Issuer's 2012 Amended and Restated Equity-Based Compensation Plan, and vest as follows: 25% of the options vest on July 5, 2013; 25% vest on July 5, 2014; 25% vest on July 5, 2015; and the final 25% vest on July 5, 2016. This includes: (i) a grant to Mr. Maxik on April 17, 2008 of options to purchase 75,000 shares, expiring on April 17,2013, and having an exercise price of $4.90 per share. These options are fully vested; (ii) a grant to Mr. Maxik on May 7, 2008 of 175,000 restricted shares of the Issuer's Common Stock. These shares are fully vested; (iii) a grant to Mr. Maxik on August 21, 2009 of options to purchase 1,500,000 shares, expiring on August 21, 2019, and having an exercise price of $1.00 per share. These options are fully vested; and (iv) the grant to Mr. Maxik on July 5, 2012 of options to purchase 933,333 shares, as reported on this Form 4. Zvi Raskin, by Power of Attorney 2012-07-11