0001104659-24-000990.txt : 20240103 0001104659-24-000990.hdr.sgml : 20240103 20240103185024 ACCESSION NUMBER: 0001104659-24-000990 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231231 FILED AS OF DATE: 20240103 DATE AS OF CHANGE: 20240103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Akhavan Hamid CENTRAL INDEX KEY: 0001295252 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33807 FILM NUMBER: 24508964 MAIL ADDRESS: STREET 1: 1226 EARNESTINE ST. CITY: MCLEAN STATE: VA ZIP: 22101 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EchoStar CORP CENTRAL INDEX KEY: 0001415404 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATION SERVICES, NEC [4899] ORGANIZATION NAME: 06 Technology IRS NUMBER: 261232727 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 INVERNESS TERRACE E. CITY: ENGLEWOOD STATE: CO ZIP: 80112 BUSINESS PHONE: 303-723-1277 MAIL ADDRESS: STREET 1: 100 INVERNESS TERRACE E. CITY: ENGLEWOOD STATE: CO ZIP: 80112 FORMER COMPANY: FORMER CONFORMED NAME: EchoStar Holding CORP DATE OF NAME CHANGE: 20071017 4 1 tm2333986-2_4seq1.xml OWNERSHIP DOCUMENT X0508 4 2023-12-31 0 0001415404 EchoStar CORP SATS 0001295252 Akhavan Hamid 100 INVERNESS TERRACE EAST ENGLEWOOD CO 80112 1 1 0 0 CEO and President 0 Class A Common Stock 2023-12-31 4 A 0 35087 A 135087 D Class A Common Stock 2023-12-31 4 M 0 150000 A 285087 D Class A Common Stock 2023-12-31 4 F 0 57363 16.57 D 377724 D Class A Common Stock 240 I By 401(k) Restricted Stock Units 2023-12-31 4 M 0 150000 0 D Class A Common Stock 150000 50000 D Restricted Stock Units 2023-12-31 4 D 0 50000 D Class A Common Stock 50000 0 D Employee Stock Option 16.57 2023-12-31 4 A 0 701754 0 A 2033-12-31 Class A Common Stock 701754 701754 D Restricted Stock Units 2024-01-01 4 A 0 263158 0 A Class A Common Stock 263158 263158 D Received in exchange for 100,000 shares of Class A Common Stock, par value $.01 par value per share ("DISH Class A Common Stock"), of DISH Network Corporation, a Nevada corporation ("DISH") in connection of the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, DISH and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of the Issuer ("Merger Sub"). Pursuant to the Merger Agreement, on December 31, 2023, Merger Sub merged with and into DISH with DISH surviving the merger as a wholly owned subsidiary of the Issuer (the "Merger"). At the effective time of the Merger (the "Effective Time"), each outstanding share of DISH Class A Common Stock was converted into the right to receive a number of Issuer Class A Common Stock equal to 0.350877 (the "Exchange Ratio"). Restricted stock units convert into Class A Common Stock on a one-for-one basis. On April 1, 2022, the reporting person was granted 300,000 restricted stock units, vesting in three equal annual installments beginning on April 1, 2023. Pursuant to the Letter Agreement, dated October 2, 2023, by and between the Issuer and the reporting person (the "Letter Agreement"), the reporting person forfeited 50,000 unvested restricted stock units at the Effective Time in consideration for the compensation and benefits provided under the Letter Agreement. The option vests in three equal annual installments beginning on December 31, 2024. The restricted stock units vest on December 31, 2024. Represents shares withheld to cover certain tax obligations in connection with the vested restricted stock units listed in Table II. /s/ Hamid Akhavan, by Dean Manson, his Attorney-In-Fact 2024-01-03