0001209191-23-054800.txt : 20231109
0001209191-23-054800.hdr.sgml : 20231109
20231109152122
ACCESSION NUMBER: 0001209191-23-054800
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231107
FILED AS OF DATE: 20231109
DATE AS OF CHANGE: 20231109
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Shriram Kavitark Ram
CENTRAL INDEX KEY: 0001295084
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37580
FILM NUMBER: 231391960
MAIL ADDRESS:
STREET 1: 1600 AMPHITHEATRE PARKWAY
CITY: MOUNTAIN VIEW
STATE: CA
ZIP: 94043
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Alphabet Inc.
CENTRAL INDEX KEY: 0001652044
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370]
IRS NUMBER: 611767919
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1600 AMPHITHEATRE PARKWAY
CITY: MOUNTAIN VIEW
STATE: CA
ZIP: 94043
BUSINESS PHONE: 650-253-0000
MAIL ADDRESS:
STREET 1: 1600 AMPHITHEATRE PARKWAY
CITY: MOUNTAIN VIEW
STATE: CA
ZIP: 94043
4
1
doc4.xml
FORM 4 SUBMISSION
X0508
4
2023-11-07
0
0001652044
Alphabet Inc.
GOOG
0001295084
Shriram Kavitark Ram
C/O ALPHABET INC.,
1600 AMPHITHEATRE PKWY
MOUNTAIN VIEW
CA
94043
1
0
0
0
1
Class A Common Stock
2023-10-13
4
G
0
174000
0.00
D
516564
I
Ram Shriram TR UA 09/10/2021 2021 RS Irrevocable Trust
Class A Common Stock
2023-10-13
4
G
0
174000
0.00
A
179364
D
Class A Common Stock
2023-11-07
4
S
0
51605
131.3313
D
127759
D
Class A Common Stock
2023-11-07
4
S
0
23395
130.5494
D
104364
D
Class A Common Stock
2023-10-13
4
G
0
155100
0.00
D
515044
I
Vijay Shriram TR UA 09/10/2021 2021 VS Irrevocable Trust
Class A Common Stock
2023-10-13
4
G
0
155100
0.00
A
160338
I
By spouse
Class A Common Stock
2023-11-07
4
S
0
24227
130.5619
D
136111
I
By spouse
Class A Common Stock
2023-11-07
4
S
0
50773
131.3388
D
85338
I
By spouse
Class C Capital Stock
2023-10-13
4
G
0
217760
0.00
D
516564
I
Ram Shriram TR UA 09/10/2021 2021 RS Irrevocable Trust
Class C Capital Stock
2023-10-13
4
G
0
217760
0.00
A
565117
D
Class C Capital Stock
2023-10-13
4
G
0
219280
0.00
D
515044
I
Vijay Shriram TR UA 09/10/2021 2021 VS Irrevocable Trust
Class C Capital Stock
2023-10-13
4
G
0
219280
0.00
A
483560
I
By Spouse
Class A Common Stock
337680
I
By Limited Partnership
Class A Common Stock
265676
I
2022 RS Irrevocable Trust UAD 10/28/2022
Class A Common Stock
265676
I
2022 VS Irrevocable Trust UAD 10/28/2022
Class C Capital Stock
265676
I
2022 RS Irrevocable Trust UAD 10/28/2022
Class C Capital Stock
265676
I
2022 VS Irrevocable Trust UAD 10/28/2022
Class C Google Stock Units
820
D
Class C Google Stock Units
1180
D
Class C Google Stock Units
2080
D
Class C Google Stock Units
2605
D
Reflects an annuity payment on October 13, 2023 of 174,000 shares of Class A Common stock and 217,760 shares of Class C Capital stock from the 2021 RS Irrevocable Trust UAD 9/10/2021 (2021 GRAT) to the Reporting Person. The Reporting Person is both trustee and sole annuitant of the 2021 GRAT and believes such annuity payment qualifies as a mere change in form of beneficial ownership of the shares, exempt from Section 16(a) and Section 16(b) pursuant to Rule 16a-13 under the Securities Exchange Act of 1934 (Exchange Act).
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $130.93 to $131.92, inclusive. The Reporting Person undertakes to provide to any security holder of Alphabet Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3), (5), and (6) to this Form 4.
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $129.93 to $130.92, inclusive.
Reflects an annuity payment on October 13, 2023 of 155,100 shares of Class A Common stock and 219,280 shares of Class C Capital stock from the 2021 VS Irrevocable Trust UAD 9/10/2021 (2021 VS GRAT) to the Reporting Person's spouse. The Reporting Person's spouse is both trustee and sole annuitant of the 2021 VS GRAT. The Reporting Person believes such annuity payment qualifies as a mere change in form of beneficial ownership of the shares, exempt from Section 16(a) and Section 16(b) pursuant to Rule 16a-13 under the Exchange Act.
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $129.94 to $130.92, inclusive.
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $130.94 to $131.93, inclusive.
The Reporting Person is trustee and beneficiary of the 2022 RS Irrevocable Trust UAD 10/28
The Reporting Person's spouse is trustee and beneficiary of the 2022 VS Irrevocable Trust UAD 10/28/2022.
The Class C Google Stock Units (GSU) entitle the Reporting Person to receive one share of Alphabet Inc. Class C Capital Stock for each share underlying the GSU as GSU vest. 1/48th of GSU grant vested on July 25, 2020 and an additional 1/48th of GSUs will vest monthly thereafter, subject to continued service on the Board on the applicable vesting dates.
1/48th of GSU grant vested on July 25, 2021 and an additional 1/48th of GSUs will monthly thereafter, subject to continued service on the Board on the applicable vesting dates.
1/48th of GSU grant vested on July 25, 2022 and an additional 1/48th of GSUs will monthly thereafter, subject to continued service on the Board on the applicable vesting dates.
1/48th of GSU grant vested on July 25, 2023 and an additional 1/48th of GSUs will monthly thereafter, subject to continued service on the Board on the applicable vesting dates.
All sale transactions reported in this Form 4 were effected pursuant to Rule 10b5-1 Trading Plans adopted by the Reporting Person and the Reporting Person's spouse on November 30, 2022.
/s/ Valentina Margulis, as Attorney-in-Fact for K. Ram Shriram
2023-11-09