0001209191-23-054800.txt : 20231109 0001209191-23-054800.hdr.sgml : 20231109 20231109152122 ACCESSION NUMBER: 0001209191-23-054800 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231107 FILED AS OF DATE: 20231109 DATE AS OF CHANGE: 20231109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Shriram Kavitark Ram CENTRAL INDEX KEY: 0001295084 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37580 FILM NUMBER: 231391960 MAIL ADDRESS: STREET 1: 1600 AMPHITHEATRE PARKWAY CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Alphabet Inc. CENTRAL INDEX KEY: 0001652044 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] IRS NUMBER: 611767919 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1600 AMPHITHEATRE PARKWAY CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 BUSINESS PHONE: 650-253-0000 MAIL ADDRESS: STREET 1: 1600 AMPHITHEATRE PARKWAY CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 4 1 doc4.xml FORM 4 SUBMISSION X0508 4 2023-11-07 0 0001652044 Alphabet Inc. GOOG 0001295084 Shriram Kavitark Ram C/O ALPHABET INC., 1600 AMPHITHEATRE PKWY MOUNTAIN VIEW CA 94043 1 0 0 0 1 Class A Common Stock 2023-10-13 4 G 0 174000 0.00 D 516564 I Ram Shriram TR UA 09/10/2021 2021 RS Irrevocable Trust Class A Common Stock 2023-10-13 4 G 0 174000 0.00 A 179364 D Class A Common Stock 2023-11-07 4 S 0 51605 131.3313 D 127759 D Class A Common Stock 2023-11-07 4 S 0 23395 130.5494 D 104364 D Class A Common Stock 2023-10-13 4 G 0 155100 0.00 D 515044 I Vijay Shriram TR UA 09/10/2021 2021 VS Irrevocable Trust Class A Common Stock 2023-10-13 4 G 0 155100 0.00 A 160338 I By spouse Class A Common Stock 2023-11-07 4 S 0 24227 130.5619 D 136111 I By spouse Class A Common Stock 2023-11-07 4 S 0 50773 131.3388 D 85338 I By spouse Class C Capital Stock 2023-10-13 4 G 0 217760 0.00 D 516564 I Ram Shriram TR UA 09/10/2021 2021 RS Irrevocable Trust Class C Capital Stock 2023-10-13 4 G 0 217760 0.00 A 565117 D Class C Capital Stock 2023-10-13 4 G 0 219280 0.00 D 515044 I Vijay Shriram TR UA 09/10/2021 2021 VS Irrevocable Trust Class C Capital Stock 2023-10-13 4 G 0 219280 0.00 A 483560 I By Spouse Class A Common Stock 337680 I By Limited Partnership Class A Common Stock 265676 I 2022 RS Irrevocable Trust UAD 10/28/2022 Class A Common Stock 265676 I 2022 VS Irrevocable Trust UAD 10/28/2022 Class C Capital Stock 265676 I 2022 RS Irrevocable Trust UAD 10/28/2022 Class C Capital Stock 265676 I 2022 VS Irrevocable Trust UAD 10/28/2022 Class C Google Stock Units 820 D Class C Google Stock Units 1180 D Class C Google Stock Units 2080 D Class C Google Stock Units 2605 D Reflects an annuity payment on October 13, 2023 of 174,000 shares of Class A Common stock and 217,760 shares of Class C Capital stock from the 2021 RS Irrevocable Trust UAD 9/10/2021 (2021 GRAT) to the Reporting Person. The Reporting Person is both trustee and sole annuitant of the 2021 GRAT and believes such annuity payment qualifies as a mere change in form of beneficial ownership of the shares, exempt from Section 16(a) and Section 16(b) pursuant to Rule 16a-13 under the Securities Exchange Act of 1934 (Exchange Act). The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $130.93 to $131.92, inclusive. The Reporting Person undertakes to provide to any security holder of Alphabet Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3), (5), and (6) to this Form 4. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $129.93 to $130.92, inclusive. Reflects an annuity payment on October 13, 2023 of 155,100 shares of Class A Common stock and 219,280 shares of Class C Capital stock from the 2021 VS Irrevocable Trust UAD 9/10/2021 (2021 VS GRAT) to the Reporting Person's spouse. The Reporting Person's spouse is both trustee and sole annuitant of the 2021 VS GRAT. The Reporting Person believes such annuity payment qualifies as a mere change in form of beneficial ownership of the shares, exempt from Section 16(a) and Section 16(b) pursuant to Rule 16a-13 under the Exchange Act. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $129.94 to $130.92, inclusive. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $130.94 to $131.93, inclusive. The Reporting Person is trustee and beneficiary of the 2022 RS Irrevocable Trust UAD 10/28 The Reporting Person's spouse is trustee and beneficiary of the 2022 VS Irrevocable Trust UAD 10/28/2022. The Class C Google Stock Units (GSU) entitle the Reporting Person to receive one share of Alphabet Inc. Class C Capital Stock for each share underlying the GSU as GSU vest. 1/48th of GSU grant vested on July 25, 2020 and an additional 1/48th of GSUs will vest monthly thereafter, subject to continued service on the Board on the applicable vesting dates. 1/48th of GSU grant vested on July 25, 2021 and an additional 1/48th of GSUs will monthly thereafter, subject to continued service on the Board on the applicable vesting dates. 1/48th of GSU grant vested on July 25, 2022 and an additional 1/48th of GSUs will monthly thereafter, subject to continued service on the Board on the applicable vesting dates. 1/48th of GSU grant vested on July 25, 2023 and an additional 1/48th of GSUs will monthly thereafter, subject to continued service on the Board on the applicable vesting dates. All sale transactions reported in this Form 4 were effected pursuant to Rule 10b5-1 Trading Plans adopted by the Reporting Person and the Reporting Person's spouse on November 30, 2022. /s/ Valentina Margulis, as Attorney-in-Fact for K. Ram Shriram 2023-11-09