-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ApKBtGiAuQp5cGtcXgCueMIOC5o1vtDk1xLtYeRznVjQBUWoEUO6uY6o6LsC8roY vZu6V78cOrA1bute2s+z8w== 0000898432-04-000558.txt : 20040624 0000898432-04-000558.hdr.sgml : 20040624 20040624165709 ACCESSION NUMBER: 0000898432-04-000558 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031231 FILED AS OF DATE: 20040624 EFFECTIVENESS DATE: 20040624 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Strategic Point Investment Advisors, LLC CENTRAL INDEX KEY: 0001295044 IRS NUMBER: 134217642 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10930 FILM NUMBER: 04880058 BUSINESS ADDRESS: STREET 1: 220 WEST EXCHANGE STREET STREET 2: SUITE 300 CITY: PROVIDENCE STATE: RI ZIP: 02903 BUSINESS PHONE: 401-273-1500 MAIL ADDRESS: STREET 1: 220 WEST EXCHANGE STREET STREET 2: SUITE 300 CITY: PROVIDENCE STATE: RI ZIP: 02903 13F-HR 1 strategic13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: DECEMBER 31, 2003 Check here if Amendment [ ]; Amendment Number: _______________________ This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: STRATEGIC POINT INVESTMENT ADVISORS, LLC Address: 220 WEST EXCHANGE STREET, SUITE 300 PROVIDENCE, RHODE ISLAND 02903 Form 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: FRED FRANKLIN Title: CHIEF OPERATING OFFICER Phone: (401) 273-1500 Signature, Place, and Date of Signing: /s/ Fred Franklin Providence, Rhode Island June 24, 2004 --------------------- ------------------------ ------------- [Signature] [City, State] [Date] Report Type (Check only one.): [XX] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 12 DATA RECORDS Form 13F Information Table Value Total: $148,159 List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE.
Shares or CUSIP VALUE Principal Investment Other Voting NAME OF ISSUER TITLE OF CLASS NUMBER x($100) Amount Discretion Managers Authority SH/PRN PUT/ CALL SOLE SHARED NONE iShares S&P 500/BARRA Value Index Common Stock 464287408 17,278 312,270 SH SOLE 17,278 iShares S&P SmallCap 600/BARRA Value Common Stock 464287879 15,476 153,910 SH SOLE 15,476 iShares Lehman 1-3 Year Treasury Bond Common Stock 464287457 2,956 35,845 SH SOLE 2,956 iShares GS $ InvestTop Corp Bond Common Stock 464287242 3,408 30,825 SH SOLE 3,408 iShares Cohen & Steers Realty Majors Common Stock 464287564 10,602 99,947 SH SOLE 10,602 Utilities Select Sector SPDR Common Stock 81369Y886 8,932 382,865 SH SOLE 8,932 Nuveen Quality Preferred Income Fund II Common Stock 67072C105 13,708 858,920 SH SOLE 13,708 BlackRock Municipal Target Term Trust Inc Common Stock 09247M105 9,074 828,660 SH SOLE 9,074 Pimco High Income Fund Common Stock 722014107 10,396 691,696 SH SOLE 10,396 iShares Lehman TIPS Bond Common Stock 464287176 16,124 158,525 SH SOLE 16,124 Nuveen Diversified Dividend & Income Fund Common Stock 6706EP105 21,121 1,349,578 SH SOLE 21,121 Nuveen Preferred & Convertible Income Fund Common Stock 67073D102 19,084 1,307,090 SH SOLE 19,084
-----END PRIVACY-ENHANCED MESSAGE-----