0001127602-16-065757.txt : 20161101 0001127602-16-065757.hdr.sgml : 20161101 20161101182233 ACCESSION NUMBER: 0001127602-16-065757 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161031 FILED AS OF DATE: 20161101 DATE AS OF CHANGE: 20161101 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Alphabet Inc. CENTRAL INDEX KEY: 0001652044 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] IRS NUMBER: 611767919 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1600 AMPHITHEATRE PARKWAY CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 BUSINESS PHONE: 650-253-0000 MAIL ADDRESS: STREET 1: 1600 AMPHITHEATRE PARKWAY CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brin Sergey CENTRAL INDEX KEY: 0001295032 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37580 FILM NUMBER: 161965891 MAIL ADDRESS: STREET 1: 171 MAIN STREET STREET 2: #255 CITY: LOS ALTOS STATE: CA ZIP: 94022 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2016-10-31 0001652044 Alphabet Inc. GOOG 0001295032 Brin Sergey C/O ALPHABET INC. 1600 AMPHITHEATRE PARKWAY MOUNTAIN VIEW CA 94043 1 1 1 President Class A Common Stock 2016-10-31 4 C 0 16666 0 A 16666 D Class A Common Stock 2016-10-31 4 S 0 2413 809.2771 D 14253 D Class A Common Stock 2016-10-31 4 S 0 4500 810.1161 D 9753 D Class A Common Stock 2016-10-31 4 S 0 300 811.3033 D 9453 D Class A Common Stock 2016-10-31 4 S 0 530 812.4298 D 8923 D Class A Common Stock 2016-10-31 4 S 0 500 813.478 D 8423 D Class A Common Stock 2016-10-31 4 S 0 407 814.9551 D 8016 D Class A Common Stock 2016-10-31 4 S 0 2928 816.0414 D 5088 D Class A Common Stock 2016-10-31 4 S 0 2253 817.2048 D 2835 D Class A Common Stock 2016-10-31 4 S 0 700 818.3414 D 2135 D Class A Common Stock 2016-10-31 4 S 0 532 819.4956 D 1603 D Class A Common Stock 2016-10-31 4 S 0 1100 820.8536 D 503 D Class A Common Stock 2016-10-31 4 S 0 503 821.6033 D 0 D Class C Capital Stock 2016-10-31 4 S 0 3388 784.8134 D 19820483 D Class C Capital Stock 2016-10-31 4 S 0 3627 785.4948 D 19816856 D Class C Capital Stock 2016-10-31 4 S 0 226 786.5338 D 19816630 D Class C Capital Stock 2016-10-31 4 S 0 926 788.0375 D 19815704 D Class C Capital Stock 2016-10-31 4 S 0 327 789.369 D 19815377 D Class C Capital Stock 2016-10-31 4 S 0 3277 791.1963 D 19812100 D Class C Capital Stock 2016-10-31 4 S 0 2290 792.1918 D 19809810 D Class C Capital Stock 2016-10-31 4 S 0 899 793.0205 D 19808911 D Class C Capital Stock 2016-10-31 4 S 0 700 794.7771 D 19808211 D Class C Capital Stock 2016-10-31 4 S 0 805 795.7276 D 19807406 D Class C Capital Stock 2016-10-31 4 S 0 201 796.5194 D 19807205 D Class B Common Stock 0 2016-10-31 4 C 0 16666 0 D Class A Common Stock 16666 19747136 D Each share of Class A Common Stock was issued upon the conversion of one share of Class B Common Stock at the election of the Reporting Person. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $808.67 to $809.66, inclusive. The Reporting Person undertakes to provide to any security holder of Alphabet Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (24) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $809.69 to $810.68, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $810.92 to $811.91, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $811.95 to $812.94, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $813.25 to $814.24, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $814.53 to $815.52, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $815.73 to $816.72, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $816.78 to $817.77, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $817.88 to $818.87, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $818.95 to $819.94, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $820.15 to $821.14, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $821.16 to $822.15, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $784.13 to $785.12, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $785.13 to $786.12, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $786.20 to $787.19, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $787.65 to $788.64, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $788.76 to $789.75, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $790.63 to $791.62, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $791.68 to $792.67, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $792.70 to $793.69, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $794.31 to $795.30, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $795.38 to $796.37, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $796.40 to $797.39, inclusive. All shares are exercisable as of the transaction date. There is no expiration date for the Issuer's Class B Common Stock. All transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person. /s/ Valentina Margulis, as attorney-in-fact for Sergey Brin 2016-11-01