0001127602-16-061045.txt : 20160824 0001127602-16-061045.hdr.sgml : 20160824 20160824130924 ACCESSION NUMBER: 0001127602-16-061045 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160822 FILED AS OF DATE: 20160824 DATE AS OF CHANGE: 20160824 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Alphabet Inc. CENTRAL INDEX KEY: 0001652044 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] IRS NUMBER: 611767919 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1600 AMPHITHEATRE PARKWAY CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 BUSINESS PHONE: 650-253-0000 MAIL ADDRESS: STREET 1: 1600 AMPHITHEATRE PARKWAY CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brin Sergey CENTRAL INDEX KEY: 0001295032 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37580 FILM NUMBER: 161848958 MAIL ADDRESS: STREET 1: 171 MAIN STREET STREET 2: #255 CITY: LOS ALTOS STATE: CA ZIP: 94022 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2016-08-22 0001652044 Alphabet Inc. GOOG 0001295032 Brin Sergey C/O ALPHABET INC. 1600 AMPHITHEATRE PARKWAY MOUNTAIN VIEW CA 94043 1 1 1 President Class A Common Stock 2016-08-22 5 G 0 E 50300 0 D 28200 D Class C Capital Stock 2016-08-22 5 G 0 E 50300 0 D 20018739 D Class A Common Stock 2016-08-22 4 C 0 16666 0 A 44866 D Class A Common Stock 2016-08-22 4 S 0 2641 795.2863 D 42225 D Class A Common Stock 2016-08-22 4 S 0 7272 796.2104 D 34953 D Class A Common Stock 2016-08-22 4 S 0 5190 797.2068 D 29763 D Class A Common Stock 2016-08-22 4 S 0 1163 798.1343 D 28600 D Class A Common Stock 2016-08-22 4 S 0 400 798.80 D 28200 D Class C Capital Stock 2016-08-22 4 S 0 5284 770.8712 D 20013455 D Class C Capital Stock 2016-08-22 4 S 0 6630 771.941 D 20006825 D Class C Capital Stock 2016-08-22 4 S 0 3991 772.773 D 20002834 D Class C Capital Stock 2016-08-22 4 S 0 761 773.8885 D 20002073 D Class A Common Stock 2016-08-23 5 G 0 E 9400 0 D 18800 D Class C Capital Stock 2016-08-23 5 G 0 E 9400 0 D 19992673 D Class A Common Stock 2016-08-23 4 C 0 16666 0 A 35466 D Class A Common Stock 2016-08-23 4 S 0 2994 796.3522 D 32472 D Class A Common Stock 2016-08-23 4 S 0 2766 797.9333 D 29706 D Class A Common Stock 2016-08-23 4 S 0 5821 798.8201 D 23885 D Class A Common Stock 2016-08-23 4 S 0 4483 799.8574 D 19402 D Class A Common Stock 2016-08-23 4 S 0 602 800.5316 D 18800 D Class C Capital Stock 2016-08-23 4 S 0 6275 772.3935 D 19986398 D Class C Capital Stock 2016-08-23 4 S 0 4959 773.2242 D 19981439 D Class C Capital Stock 2016-08-23 4 S 0 4432 774.4479 D 19977007 D Class C Capital Stock 2016-08-23 4 S 0 900 775.2056 D 19976107 D Class C Capital Stock 2016-08-23 4 S 0 100 776.05 D 19976007 D Class B Common Stock 0 2016-08-22 4 C 0 16666 0 D Class A Common Stock 16666 19913804 D Class B Common Stock 0 2016-08-23 4 C 0 16666 0 D Class A Common Stock 16666 19897138 D Each share of Class A Common Stock was issued upon the conversion of one share of Class B Common Stock at the election of the Reporting Person. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $794.61 to $795.60, inclusive. The Reporting Person undertakes to provide to any security holder of Alphabet Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (20) to this Form 4. These shares were sold in multiple transactions at prices ranging from $795.70 to $796.69, inclusive. These shares were sold in multiple transactions at prices ranging from $796.73 to $797.72, inclusive. These shares were sold in multiple transactions at prices ranging from $797.73 to $798.72, inclusive. These shares were sold in multiple transactions at prices ranging from $798.73 to $799.72, inclusive. These shares were sold in multiple transactions at prices ranging from $770.27 to $771.26, inclusive. These shares were sold in multiple transactions at prices ranging from $771.43 to $772.42, inclusive. These shares were sold in multiple transactions at prices ranging from $772.43 to $773.42, inclusive. These shares were sold in multiple transactions at prices ranging from $773.64 to $774.63, inclusive. These shares were sold in multiple transactions at prices ranging from $797.37 to $798.36, inclusive. These shares were sold in multiple transactions at prices ranging from $798.46 to $799.45, inclusive. These shares were sold in multiple transactions at prices ranging from $799.47 to $800.46, inclusive. These shares were sold in multiple transactions at prices ranging from $800.48 to $801.47, inclusive. These shares were sold in multiple transactions at prices ranging from $771.91 to $772.90, inclusive. These shares were sold in multiple transactions at prices ranging from $773.92 to $774.91, inclusive. These shares were sold in multiple transactions at prices ranging from $774.96 to $775.95, inclusive. These shares were sold in multiple transactions at prices ranging from $776.05 to $777.04, inclusive. All shares are exercisable as of the transaction date. There is no expiration date for the Issuer's Class B Common Stock. All sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person. /s/ Valentina Margulis, as attorney-in-fact for Sergey Brin 2016-08-24