X0303 4 2011-03-01 0001273685 NEW YORK MORTGAGE TRUST INC NYMT 0001294797 Mumma Steven R C/O NEW YORK MORTGAGE TRUST, INC. 52 VANDERBILT AVENUE, SUITE 403 NEW YORK NY 10017 1 1 CEO and President Common Stock, par value $.01 per share 2011-03-01 4 A 0 14084 0 A 79426 D Represents shares of restricted stock issued pursuant to New York Mortgage Trust's 2010 Stock Incentive Plan, 1/3 of which will become fully vested and non-forfeitable on each of the first, second and third anniversaries of the date of grant. /s/ Steven R. Mumma 2011-03-03