X0303 4 2009-07-13 0001273685 NEW YORK MORTGAGE TRUST INC NYMT 0001294797 Mumma Steven R 1301 AVENUE OF THE AMERICAS 7TH FLOOR NEW YORK NY 10019 1 1 CEO, President and CFO Common Stock, par value $.01 per share 2009-07-13 4 A 0 62000.0000 0.0000 A 65342.0000 D Represents restricted stock issued pursuant to New York Mortgage Trust's 2005 Stock Incentive Plan. One-third of the shares became fully vested and non-forfeitable on the date of grant (07/13/2009), with the balance of the restricted shares vesting ratably over two years on the first and second anniversaries of the date of grant. /s/ Steven R. Mumma 2009-07-14